Quality Control Analyst

Virginia 'Ginny' Savopoulos

**** ******* ****, **

Wilmington, Delaware 19810

302-***-****; *****@*******.***

Detail-focused contract/compliance analyst (paralegal) with experience in

banking, trust,,insurance, annuities, public finance, anti-money

laundering, confidentiality/non-disclosure agreements, suspicious activity

reviews. Extensive experience working under pressure to meet subpoena,

regulatory and contract deadlines.

EMPLOYMENT:

Citibank

Wilmington, Delaware

Conduct second level review of escalated AML alerts; draft SARS.

5/2014 - 6/2014

UBS Financial Services - Trust Division 8/2013 - 10/2013

Business Analyst

Wilmington, Delaware

In support of the Bank's quality control efforts, reviewed client trust

agreements against a 45 item spreadsheet of specified criteria

including, among others, Fee Schedules, payments; KYC analysis; Privacy

Notice; account statement distribution; tax situs and governing law.

JPMorgan Chase

Quality Control Analyst 3/2013 -

7/2013

Christiana, Delaware

In support of the Bank's efforts to limit financial exposure,

reviewed existing swap/derivatives contracts (ISDA) against previous

quality control results. Areas of review included among others: terms

of default; credit support documentation; jurisdiction and governing law.

BNY Mellon 7/2012 - 01/2013

Regulatory Specialist

Wilmington, Delaware

As a member of the Transfer Agency team, responded to subpoenas and

regulatory

requests on behalf of mutual fund clients and shareholders. Completed

suspicious activity reviews for all inquiries.

QPS Holdings, LLC,

Newark, Delaware

Contracts Paralegal (part-time) 2//2012 -

7/2012

Reviewed, modified and negotiated terms of confidentiality and non-

disclosure in master laboratory and clinical service agreements as they

related to testing proposals.

THE BANCORP BANK 7/2011 - 10/2011

AML Analyst

Wilmington, Delaware

Reviewed internet bank account AML activity against Patriot Officer

Software alerts. Submitted SAR reports to IRS and Bank Management.

WILMINGTON TRUST, Wilmington, Delaware 9/2003 -

7/2011

Senior Compliance Paralegal - Legal Department

Regulatory filings:

Prepared and submitted SEC filings for Wilmington Trust to continue to

conduct its fiduciary businesses, including: SEC Forms ADV and

amendments, Form BD (Broker Dealer), Forms 13F and 13G; US Treasury Form

filings for Benchmark Surveys; MARAD (Maritime Administration) annual

affidavits; state statutory filings in numerous states.

Prepared Trust Indenture Act filings (form T-1) including financial and

regulatory information to support capital market transactions. Monitored

compliance with federal and state banking regulations for trading

activity by 700+ employees in personal accounts; monitored state and

federal changes in regulatory law and revised compliance monitoring

routines for bank investment products accordingly.

Contracts:

On an ongoing basis, reviewed Subsidiary and bank holding company

contracts to ensure that all updates have been incorporated. Drafted

revisions and new agreements as subsidiary activities were revised as a

result of business line changes and regulatory modifications. Worked with

regulators and business line staff to ensure that the contracts reflected

current activity and met all necessary requirements.

Audits/Bank Examinations:

Assisted with the coordination of state and federal examinations for the

holding company.. Completed "First Day" information response requests

collecting information from business line staff including mortgage

lending, consumer credit cards, AML/BSA, Borrower in Collateral (BIC),

Community Reinvestment Act, Trust and other targeted reviews.

Coordinated electronic delivery of examination materials via creation and

population of data in electronic e-room as required by banking agencies.

Acted as ongoing liaison with members of the Supervision, Regulation and

Credit division of the Philadelphia Federal Reserve staff, FDIC and

members of the Delaware and Pennsylvania Offices of the Banking

Commissioner.

AIG - American International Group, Wilmington, DE 9/1994 -

4/2002

Legal Department - Domestic Life and Annuity Products

Paralegal and Senior Compliance Analyst

Supported all insurance regulatory matters that affected Domestic Life

and Annuity product lines and A&H product matters. Conducted project

research re producer compensation matters, product disclosure, policy

replacement regulations, and NAIC Model Laws.

Responded to broker fraud allegations and broker complaints;

Education: University of Delaware, Newark, DE Major: - BA with honors 3.25

GPA

Philadelphia Institute of Paralegal Studies, Philadelphia, PA Major:

Regulatory Law 3.67 GPA

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