Management Customer Service

J B Lee

** ********* ****,

Manalapan, NJ *****

Cell. 732-***-****

E-mail:*****@*********.***

BUSINESS SUMMARY

As a financial technologist and strategist in the banking/financial

industry (FX, Interest Rate Derivatives, Energy, Equity, Commodity and

Credit Derivatives and Private Funds), I have continuously delivered

solutions over decades. The implemented emergent technology aligned with

strategic management included IR derivatives, FX, equities, commodity,

portfolio management and risk management to maximize operational

efficiency, identify trading opportunities and perpetuate profitability in

the markets. There were seven financial systems designed, delivered and

supported to cover operations across front, mid and back office operations

at Bank of Tokyo-Mitsubishi-UFJ, Refco and ATM. In addition, I also managed

the implementation of two non-financials in Pension and Health Funds (AFTRA

H&R Funds).

Proprietary Application Systems developed/delivered/supported:

. Interest Rate Derivatives (arbitrage and speculation on IRS, FRA,

futures/options) and Structured Deals at Bank of Tokyo-Mitsubishi

. FX (spot, forward, swap, listed futures/options) at Bank of Tokyo-

Mitsubishi and, Refco

. Cash Equities with algorithmic trading at ATM

. Energy (Power, Nature Gas, Coal, Emission, Oil, etc. listed/OTC

markets) at NRG, AES

. Treasury Loan and multi-company, currency GL system at Refco

. Precious Metal, Coffee, Soy Bean, Sugar, Live Cattle/Hog

(futures/options) at Refco Inc.

. Government Securities, CMO/MBS at Refco Inc.

. Health Eligibility System at AFTRA Health & Retirement Funds

Retirement Funds

. Integrated Health and Pension system at AFTRA Health & Retirement

Funds

Professional Skills:

. Managed overall operation aligned with systems architected to maximize

the efficiency

. Production support and Service management

. Change Management: conduct continuous improvement process (CIP)

. Vendor and Service Management

. Established professional IT environments composed of Infrastructure,

Systems, Network, Security and Compliance Audit

. Procurement, Evaluation and Deployment of 3-rd party software

. Project management for development, infrastructure, DR, integration

. System capacity planning

. Applications software development and/or production support:

Energy Commodity (Power, Coal, NG, Emission)

Interest Rate derivatives (OTC IRS, FRA, listed financial

futures and option): pricing, portfolio mgmt, arbitrage,

speculation, hedging operation, yield curve distortion FX (Spot,

Forward, derivatives)

. Risk modeling, Stress test, Convexity/Bias evaluation, market

and credit risk analysis, VaR, MaR, DV01, daily net present P/L

evaluation and reconciliation

. Fixed Income (government securities, Repo), MBS, ABS

. Enhancements of Algorithmic Trading strategies in Cash Equities

markets

. Health and Pension system

. Commodity (Precious Metals, live hog, Coffee, Soybean)

Technical Skills:

. OS: Unix (Solaris, AIX, HP), Windows, Linux, VMS

. Databases: MS-SQL, Oracle 10g, Sybase SQL, Progress, MySQL,

. Languages: C#, C++, C, Java, ASP.net, VB, PERL, UML, XML, HTML,

cshell, korn shell, CGI, Java Scripts, COBOL,

. Network & Storage: Grid Computing/Cloud Computing, TCP/IP, Citrix,

VMware, DECnet, SNA, SS7, Novell, ISDN, NetApp, EMC, Veritas

. Data/Tele Communication: NT, VoIP, T3, Radian, Cisco PIX, firewall,

trading turrets (BT, Etrali, V-band, IPC)

. Others: Visual Studio, ASP.net, Eclipse, MS Office, Citrix, FIX, MS

Project, Visio, DNS, DHCP, Active Directory, MQ, ERP, CRM, Calypso,

Murex

Third-party software: SunGuard (Siera, SAM, Zainet, Zainet Analytics,

Devon, Opus, Infinity, GLtrade), Bloomberg, Fxall, EBS, EBS-FRA, Summit,

Wall Street Systems, CCRM, FNX, Calypso, ADP/OMR, Thomson, Impact, Reuters

Dealing, AVT, Cognotec, TradeWeb, BrokerTec, Blackbird, EBS-FRA, FIX,

Reuters Tibco, Globex, Bridge, MDM, FITS, GLOBEX, PeopleSoft, FIX, ECN,

MDA, InfoReach, CRD, Tora, LAVA, Portware, FlexTrade, UNX, Brass, Fidessa,

Tora, MS CRM, SX.e, Kronos, Solomon, Aegis, Data Synapse (Grid/Cloud

computing)

EDUCATION

Stevens Institute of Technology

Candidate of Executive Master of Technology Management - Hoboken, NJ

New York Institute of Technology

Master of Science in Computer Science - Old Westbury, NY

Northeast Missouri State University,

Bachelor of Science in Mathematics/Computer Science - Kirksville, MO.

Fu Jen Catholic University

Bachelor of Arts - Taipei, Taiwan

Credentials: Secret Clearance

EXPERIENCE

IFTI, New Jersey 4/2013- Present

Product Manager/Business Analyst/Support/QA

Designed, implemented, QA and support Interest Rate Derivatives and FX

proprietary portfolio management trading systems of global Treasury and

Capital Market operations.

. Short and medium-term Interests Rate Derivatives Products: IRS, FRA,

OIS, futures (Euro Futures, Bond futures, Fed Fund Futures), options,

FX Spot, Forward, Swap

. Engineered and implemented Arbitrage Process on Interest Rate

Derivatives trading (OTC products hedged with listed futures) covered

on-balance sheet and off-balance sheet portfolios trading.

. Enhanced and support L-T Interest Rate Product (IRS, Swap option,

structured deals) traded in Capital Market

. Enhanced Risk Management to automate daily MaR, VaR, EaR,

CashFlow@risk,Yield Curve Bias, Risk Exposure of actual vs.

theoretical positions, NPV, DV01 changes

. Supports cover Risk Management, front office portfolio trading and

back office operation, database administration (MS SQL, Sybase,

Oracle) and network configuration (UNIX, Windows)

. The implementation of Money Making System (MMS) facilitated management

of hundreds of portfolios across front, mid and back office in NY,

London, Tokyo sites

Trade Station, 2011 - 2013

Consultant/Sr. QA Engineer

. Self-constructed real-time spread-sheet based portfolio monitor to

benchmark existing FX OMS trading activity, in position, P/L, margins

calculations

. Verify individual functionality of newly in-house developed FX system

. Conduct unit test, system test, integration test and End-to-end test

on newly developed FX back office with the enhanced IBFX (OMS)

. Provide du-diligent research to resolve inconsistent scenarios of FX

behavior in risk measurement

. Provide findings and recommendation

. Test and support Sungard FX systems (Siera, SAM)

L3 Communications - Eatontown, NJ 2010 - 2011

Consultant/Head of Operation Specialists

. Conduct overall strategic planning, evaluate technological risk,

financial risk, operation risk and development risk

. Design and implement the project plan to coordinated the relocation of

system facilities exist in two campuses, 81 units Generate test plans,

cases to conduct Quality Assurance on applications, infrastructure,

DR, etc.

. Manage a classified project involved various technologies and their

adoption

. Executed Business Continuity and Disaster Recovery plan

NRG Inc., AES Corporation, Energy Trading and Global Risk

2008- 2010

Princeton, NJ / Arlington, VA

Consultant/ Commodity Trading and Risk Management

. Initiated, architected, designed an integrated a global trading system

to manage portfolios of Energy (Power, NG, Coal, Emission) with

Interest Rate derivatives, FX deployed by 6 countries, 12 locations

. Project management for the implementation of Consolidated Global

Commodity and Risk Exposure system cover IR, FX, and Energy

commodities (Power, NG, Coal, Emission)

. Deployed and supported Zainet, an Energy Trading System

. Implemented various front-end subsystems of Coal and Actualization

process with integration of Zainet, SAP

. Conducted risk measurement, VaR, MaR, Cash@Risk, Earning@Risk on

consolidated global commodity (Energy, FX, IR)

. Production support for Power, Fuel, Emission, trading operations

across front, back office and risk management departments

. Solely supported Counter Party Risk Management System

. Supported Overall Risk Management department including operation risk,

development risk, models evaluation (Monte Carlos, Stress Test)

. Daily support in P/L, Portfolios values, Curve Feeds, M-T-M,

reconciliation, etc.

. Implemented and supported Grid Computing Environment to accelerate

calculations of VaR, MaR, Earning at Risk, etc., Risk Analytics models

. Initiated Continuous Improvement Process to improve daily trading

operations

. Project Management: conducted full life-cycle of trading application

projects

. Conducted change management to control production releases

. Established process control across front, middle and back offices

. Implemented DR plan to sustain national-wise trading operations around

the clock

American Federation TV and Radio Artists Health & Retirement Funds 2004 -

2007

New York, NY

COO/CIO

Responsible for implementation of overall tech savvy operations and IT

service: strategic planning, application systems development and project

management aligned business processing with IT.

. Reported financial, operational, technological aspects of the 4-

billion Funds office to 22 Trustees on board on quarterly basis

. Evaluated investment results of Funds managed by 20+ money managers

. Worked closely with Actuaries to mitigate financial shortfalls of

Funds office

. Allied with technical and financial partners (Disney, Fox, Sony, CBS,

NBC, ABC) to increase the competitive advantages and sustain business

operation to provide Health and Pension Solution for broadcasting

industry

. Initiated the Merger/Acquisition with SAG (Screen Actor Guild) Funds

office to reduce the overhead burn rate, consolidate the operating

cost

. Established IT department and management: visioning, servicing,

staffing, processes. Re-engineered in-house operations, revamped the

entire applications and infrastructure, I managed the pool of staffs

separated in seven teams to collaborate daily operation of this $3

billion private funds.

. Revamped IT infrastructure: backbone for data/voice communication,

automatic processes enabled, help desk operations, off-site DR

. Initiated, architected and implemented application systems and

support; Health Eligibility, Health and Pension Integrated system,

Collection and Pension systems

. Implemented QA and metrics to improve customer service levels;

deployed NICE, IVR, intelligent voice and data facility to increase

the quality of service

. Project Management: Managed overall Projects-Life-Cycle developments

to meet long-term objectives and short-term tactics

. Automated in-flow cash to distribute Health and Pension benefits to

members

Bank of Tokyo-Mitsubishi - New York, NY 1989 -

2004

New York, NY

Head of Global Trading Technology Planning, Treasury and Capital Market

Responsible for Global Interest Rate Derivatives, FX portfolio trading and

production support across front, mid, back offices, risk management

operations in NY, London, and Tokyo.

Conducted SWAT analysis on behalf of bank, initiated, architected, designed

and implemented IR/FX proprietary trading systems to create the market and

make the market in Treasury, Capital Market across United States, Europe

and Asia:

. Short and medium-term (less than 4 years) Interests Rate Derivatives

Products: Architected and designed Interest Rate Derivatives and FX

system including Arbitrage and Speculation trading operations for on-

balance sheet and off-balance sheet trading operation e.g. IRS, FRA,

OIS, futures, options, FX spot, forward. The implementation of Money

Making System (MMS) facilitated management of $260+ billion portfolios

trading across front, mid and back office in NY, London, Tokyo sites

. Long-term Interest Rate Product (IRS, Swap option, Structured Deals)

Managed the implementation of Wall Street system to cover long-term IR

Swap operations in Capital Market

. Aligned with Tokyo's strategic plans, formulated global trading

strategies for Money Market and FX including derivatives products,

currency, and cash funding operations.

. European Treasury Office: Initiated and implemented the global

Interest Rate Derivatives system (MMS) across European Treasury Office

(London) and US Treasury Office (NY) to leverage arbitrage trading

opportunity, strengthen speculation sensitivity, and synchronize

global operations and system development.

. Foreign Exchanges: An alliance of FXAll.com, co-established

**@***.***:

. Participated in technological and financial alliances with

technology providers and enabled OTC FX trading service to serve

bank's customers on global basis.

. Participated to launch FXALL.com to increase the currency

liquidity

. Co-Launched **@***.*** in-house currency trading portal to

consolidate the bank's global trading operations, address the

liquidity issues

. EMU: Solely responsible for Euro conversion and reconciliation of 194

portfolios across London and NY Treasury offices

. EAI: Bridged more than 45 automatic islanders across platforms,

through seamless STP and integrated front, back and mid offices

operations

. Managed the global implementation of Wall Street System, Summit System

across NY, Tokyo, London, HK and Singapore and the integration with

MMS

. Implemented bank's global network and a $50-million trading floor

located in NY.

. Consolidated eight front-office systems and operations, adopted the

technology-hybrid trading facilities including trading turrets with

700+ brokers' lines, trading machines (EBS, Reuters and Dealing), and

market information services (Reuters, Bridge, Bloomberg, etc).

. Vendor Management and maximized the ROI: manage over 16 vendors on the

budget of $20 million/ year. Financial Results: $10 millions/3 Years

. Twice solely responsible for the implementation of trading environment

(floors) in World Financial Center with 250 positions embedded in the

comprehensive trading technologies and facilities (market data

services, Triarch platform, WAN, LAN, trading turrets) and midtown

location with 380 trading positions.

. Established Risk Management Unit to conduct daily MaR, VaR, EaR,

CashFlow@risk/Risk Exposure/M-t-Market/NPV, DV01 changes

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