Stacey L. Lopis
Franklin Lakes, NJ 07417
Cell: 201-***-****
E-mail: ***********@***.***
Summary:
Through experience I have obtained exceptional business acumen. I am adept
and comfortable at assessing organizational goals and implementing strategies to
ensure both day-to-day and long-term objectives are met. I am also an outstanding
leader who inspires co-workers and builds strong working relationships with diverse
range of colleagues in both individual and team settings. I also have built and retained
on-going relationships with extensive and note-worthy clientele. I can prioritize a heavy
workload in fast-paced, deadline-oriented environments. I am also a proficient and
skilled communicator with clients new and old, assisting them to invest confidently if a
market is new to them. I have vast experience working with hedge funds, pensions, and
buy- and sell-side firms. Lastly I have a comprehensive understanding of industry
regulations.
Licenses: 7, 63, 55, 24
Professional Experience:
Director of Operations- Blam! & Blam.com - (2012; Jun-Oct/ Third Quarter)
New York City & Home Based Operations
• Product Development
• Researched laboratories and FDA requirements while and opening and maintaining
steady communications
• Completed product placement & researched distribution
• Educated self with up-to-date EIN & SKU regulations
• Contacted retail sales sources
• Completed “Product to fulfillment”, including cost analysis / price per unit
*Assignment is on hold due to trademark declination until further notice (Feb. 2013)
Principal at Bass Trading (BTIG) - (Apr. 2003- Dec. 2006) New York, NY
• Opened and maintained new broker and client accounts for risk and P&L controls
• Obtained appropriate locates for stock loans
• Checked trade documentation ensuring all transactions were executed in compliance
with regulatory requirements and internal guidelines
(Principal at Bass Trading duties cont.)
• Opened new institutional/hedge fund accounts, while simultaneously updating and
maintaining instructions on existing accounts
Senior Vice President at Goldman Sachs - (Mar. 2001-Dec. 2003) New York,
NY
• Assisted sales trading forces and developed institutional and hedge fund client
relationships while expanding the client base through quality of execution and
competitive commission rates
• Utilized pre/post-trade and transactional cost analyses of US equity products
• Acted as a “project manager” for both marketing activities and transactions, deciding
structure of presentations
• Managed and upheld outstanding client relations utilizing stellar networking skills
Senior Vice President at Speerheads & Kellogg - (1995- Jan. 2001) Jersey
City, NJ
• On live engagements managed the client, managed the senior bankers and managed
desk including the analysts and associates that were running deals
• Formed and sustained valuable relationships with clients
• Expanded client development and added valuable input concerning marketing
Assistant trader to Head Trader / Market Maker at Cantor Fitzgerald (1991-
1995) World Trade Center, New York City, NY
• With agility and confidence, helped quickly and efficiently accept risk of holding specific
shares in order to facilitate trading in a highly professional manner
• Successfully competed for customer order flow by displaying buy and sell quotations for
guaranteed shares on a regular basis
• Facilitated an extremely fast pace environment to ensure success for both client and
firm by immediately selling own inventory and/or simultaneously seeking and obtaining
an offsetting order
• Familiarized efficiently with OTC and Nasdaq markets, and additionally several NYSE
enterprises
Education:
1988-1990- Susquehanna University ; Selinsgrove, PA
Sigmund Weis School of Business: Bachelor of Science in Finance - grad.
w/ Honors 1990
*References available upon request*