Real Estate Management

CHRISTOPHER A. ESTEBAR

************@*****.*** 646-***-****

Licenses: FINRA Series 79 and 63.

Experience:

BANK OF TOKYO-MITSUBISHI UFJ, LTD., New York, NY 7/11-Present

U.S. Corporate Banking/Global Relationship Management – Banking Officer

• Conducted the on-boarding of USCB customers (KYC) into the Bank’s portfolio.

• Spearheaded the operation of all USCB AML/BSA/KYC/OFAC projects.

• Executed customer due diligence on low and medium, enhanced due diligence on high risk

customers.

• Acted as liaison between relationship managers and various product groups for compliance

matters.

• Monitored business line’s compliance of all aspects of U.S. (USA PATRIOT Act) and Japanese

regulations.

• Assisted in monitoring material non-public information in department’s possession.

• Demonstrated Project Management capabilities in Risk Assessments.

LEHMAN BROTHERS, New York, NY 9/07-3/08

Fixed Income Derivatives - Sr. Analyst

• Resolved trade discrepancies and bank reconciliation items for ABS, ABX, CMBS, CMBX,

CDS, Duration Neutral, Interest Rate and Total Return Swaps.

• Interacted with traders, middle office, treasury, internal and external clients.

• Communicated funding requirements on a daily basis.

• Documented and ensured daily operational procedures are followed to minimize risk.

• Reviewed and reported statistics on discrepancies and fails on a daily basis.

Participated in new initiative projects that streamlined and improved operational processes.

BEAR STEARNS, New York, NY 2/06-

9/07

Prime Brokerage - Global Clearing Services Analyst

• Performed on-boarding of new high net-worth, broker-dealer, retirement and retail customers.

• Examined accounts for KYC/AML compliance with regulatory and firm requirements.

• Facilitated support to relationship managers to resolve time-sensitive issues related to BSA,

OFAC, USA Patriot Act compliance.

• Interacted with margin and collateral exposure group for Prime Brokerage clients.

• Managed proprietary system for delivery of investment performance measurement and reporting

to investment advisor clients.

EDUCATION

• Temple University, Fox School of Business and Management, Philadelphia, PA 9/01-5/05

Bachelors of Business Administration in three majors including Finance, Real Estate and

Entrepreneurship, GPA: 3.50 Magna cum Laude.

• Credit Risk Training: Financial Statement Analysis - BTMU

MILITARY SERVICE

• US Marines, Rank: Sergeant, Honorably Discharged Veteran. 6/95-6/01

SKILLS

• Proficient in Microsoft Office: Excel, PowerPoint, Outlook, Word, Access, and Bloomberg.

• Mastered use of systems/resources: GSSR, DTCC, Caruso, ASAP, Summit, Smart-Ticket, Swift,

Mark-It, Business Objects, Entity Master, Groupings, Central Directory Layer System, Know

Your Customer Repository System, CAL System, CPMS, LexisNexis, Dun & Bradstreet

Reports, Domestic and Foreign Corporate Registries, and EDGAR

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