Surveillance Analyst

SaDarrion “Milton” Milton

**** ******* **** **, ********, TX 77469 713-***-**** ***************@*******.***

Skills & License

LICENSES

FINRA Series 24 Genera Securities Principal

FINRA Series 9/10 General Securities Sales Supervisor

FINRA Series 7 General Securities Representative License

NASAA Series 66 Uniform Combined State Law License

Texas General Lines Insurance, Life, Accident, and Health License

SKILLS

Management, leadership, and coaching experience

12 years of outside and inside sales experience

Knowledge of financial service industry’s policies and procedures

Experience

SURVEILLANCE ANALYST AIG / VALIC 2018 – PRESENT

Monitor and research individual FA Sales, Compliance, and Trend reports

Review existing policies and procedures for effectiveness

Communicate and coordinate issues and resolutions with Supervision

PMD FINANCIAL ADVISOR MERRILL LYNCH BANK OF AMERICA 2017 – 2018

Strategic wealth and financial planning, Assets management

Client outreach and management

Compliance adherence, Account Documentation per Policy and Procedures

Education

B.B.A. MAY 2018 TEXAS SOUTHERN UNIVERSITY

Finance

Related coursework: Accounting, Risk Management and Insurance, Managerial and Financial Accounting, Investments, Management Skills

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