Domenic Serratore, MBA

• ** Tamarack Rd, Westwood, MA 02090

ac55m0@r.postjobfree.com • 617-***-**** (c), 781-***-**** (h) Objective

Global Compliance, Governance and Privacy executive, with startup and extensive government relations experience affording new challenges and growth by building upon and growing the current infrastructure to meet all needs. Experience

Ironshore Insurance Group. Boston, MA

Global Head of Compliance, Privacy and Governance, Chief Compliance Officer. May 2009 – Current

Ironshore Insurance Group., was a $180MM startup insurance group with no compliance department when hired. Under my tenure, formed global compliance and governance department for insurance group. Ironshore is currently a

$2.5B group that was recently acquired by Liberty Mutual for $3.1B To date, the group has had no regulatory or governance infractions. Duties and accomplishments include but are not limited to the following:

• Established and maintain all policies / procedures including but not limited to Code of Conduct, Privacy including GDPR compliance, Information Security, Anti-money laundering, OFAC compliance

• Work with insurance departments and other government agencies to establish and amend new laws and regulations.

• Formed, obtained and maintain licensing for:

o An Admitted insurance company, licensed in all US States and territories and listed with the U.S. Treasury o An Excess and surplus lines insurance company which is authorized in all US states and territories. The same company is also authorized as an accredited reinsurance company and listed with the U.S. Treasury. o A Class 4 Bermuda insurance company which is also certified as a reinsurer in Arizona, branches in Canada and Singapore, a licensed reinsurer in Colombia and Mexico and non-resident licensing in the Cayman Islands and Turks & Caicos’

o A Dublin, Ireland based insurance company and passported in all EU Countries o Two Lloyds Syndicates and three special purpose syndicates o A insurance agency which is licensed with P&C, E&S and A&H authority in all 50 U.S states and territories. The same agency is authorized as a Lloyds coverholder in U.S. and Canada

• Licensed US and Dublin Company in all Latin American countries as non-resident reinsurers

• Formed company branches in Canada, China, Hong Kong, Japan, Australia, New Zealand, Singapore and Dubai

• Manage all corporate governance for all Ironshore Companies globally

• General oversight of Risk Management function including reviewing and approval of the ORSA

• Chair board meetings, serve as Secretary or Asst. Secretary for all Ironshore Companies

• Managed the acquisition of Ironshore group initially by Fosun Group and subsequently by Liberty Mutual Group SunLife Insurance Group Wellesley, MA

Internal Controls Director

August 2008 – May 2009

• Created, tested and updated all policies / procedures to complete testing for compliance with Dodd-Frank Act

• Reported to board of directors of each company and obtained sign-off as required Domenic Serratore, MBA

• • •

2

Lexington Insurance Company (an AIG Company) Boston, MA Director Corporate Compliance and Control

May 1998 – July 2008

• Formed compliance department for Lexington Insurance Company

• Managed all regulatory compliance matters for Lexington Insurance Company and its subsidiary insurance company and agency

• Settled legacy matters for Lexington Insurance company with various states

• Established a Bermuda branch for Lexington Insurance Company National Roads and Motorists Association (NRMA) Sydney, Australia Feb 1987 – Dec 1997

• Sr. Business Analyst, included a tenure in Europe primarily the U.K. to determine market feasibility where the NRMA was exploring expansion options. (1995 – 1997)

• Investment Analyst (1994 – 1995)

• Fraud investigator including Cause and Origin (1992 – 1994)

• Claims Adjuster (1987 – 1992)

• Education

• Suffolk University, Sawyer School of Management, Boston MA

• May 2005, Masters of Business Administration.

o Major in Finance, Minor in Innovation, 3.879 GPA

• Sydney University of Technology, Sydney Australia

• June 1991, Bachelor of Business

o Major in Accounting, Minor in Finance, A average equivalent to a 3.75 GPA or better. Professional memberships and designations

• Chartered Practicing Accountant in Australia (Equivalent to CPA in U.S.)

• Member of Beta Gamma Sigma

Skills

• Startup experience, company and business department formation and registration

• Global Compliance and Governance experience across variety of Insurance Disciplines

• Risk management, privacy and information security including GDPR experience

• Management and Correction of legacy issues

References available as requested

Contact this candidate