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Manager Operations

Abington, Massachusetts, United States
February 10, 2018

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John Corbett

** ******* ****** ********, ** ***51 781-***-****

Trade Settlement Professional

Experience in trading and securities industry with extensive knowledge in trust operations and corporate processing. Accustomed to high volume market utilizing strong analytical and organizational skills.

Trade Reconciliation Regulatory Compliance Risk Management Market Analysis

Results Oriented Attention to Detail Complex Problem Solver Excellent Communication

Career Experience

Nixon Peabody, LLP, Boston, MA 2005 - 2017

Trade Settlement Specialist

Established settlement of equity and fixed income trades for external investment advisors and all outsourcing clients

Managed quality communication, support and company representation between custodians, brokers, and investment managers to ensure clear and precise trade settlements

Communicated and announced Corporate Action Offerings with high-level inside and outside trustees through a deadline driven, accurate and consistent manner

Executed and settled open-ended mutual fund trades utilizing such systems as Bridgenet

Affirmed reconciled trade confirms daily to ensure clear and precise settlements with custodians

Verified and collected trade allocation information using Omgeo Trade Suite interface

Reviewed mutual fund orders to secure purchase and sales criteria according to trading rules outlined by specific companies

Investigated and resolved any discrepancies or concerns between broker confirms and trade notifications

Implemented transaction corrections, reversals, and assisted with varying projects of Trust Operations Manager, if needed

Always kept strict attention to detail and meticulousness in the completion of all trade settlement responsibilities

Strategically structured reporting processes in accordance with organizational changes

Maintained up-to-date knowledge of Depository Trust & Clearing Corporation (DTCC); National Securities Clearing Corporation (NSCC) and Federal Depositories, along with trust accounting systems including AccuTrust Gold, Omgeo Trade Suite, Bridgenet, and Bloomberg


Bachelors of Science, Accounting

Bentley University, Waltham, MA

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