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Customer Service Sales Office Manager Para Planner

Bellevue, Washington, United States
January 15, 2018

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Terry Wood



● MS Platform Excel ACT Bloomberg

● Client Services/Sales

● OEM/Military Specs

● New Accounts

● Inside Sales

● Marketing

● Office Management

● Procurement Bid and Contract Negotiations

● Office Administration

● 401(k) Benefit Distributions

● 1099R and 8955 SSA upload to IRS

● Para Planner


11/2014 11/2015 Ameriprise Kirkland

Para Planner

● Client Scheduling, Meeting Preparation

● Wealth Policy Plan Completion and Delivery

● Trading of all Financial Vehicles

● Customer Service

12/2013 04/2014 M oran Knobel Bellevue, WA

Benefits Coordinator Temp position

● Vested Benefits Distributions and Loans. 1099R and 8955SSA upload to IRS.

● Customer Service, Receptionist.

6/2010 9/2012 First Allied Securities Bellevue, WA Senior Registered Client Service Associate/Office Manager

● Client Services. Opened all new accounts retail and retirement.

● Client Communications E mail, phone, correspondence.

● Client inquiries with regards to statements, investments, documentation.

● Transfer of client assets. ACAT documents. Tracking of asset receipt.

● Pricing of new assets.

● Financial trading retail and retirement.

● Audit preparation.


Terry Wood

● All compliance paperwork.

● IT security.

4/2000 5/2009 UBS Financial Services Bellevue, WA

Senior Registered Client Service Associate

● IPO Coordinator worked with the New York Syndicate desk,.

● Insurance Licensing of all new brokers and licensed assistants.

● Monitored CE completion.

● Client services and sales.

● New accounts. ACAT.

● Compliance.

● Trading.

● New product instructor trained all employees.

3/1989 7/1999 Ragen Mackenzie Kirkland, WA

Vice President

● Bond Trading Treasuries, Zero Coupon and Deep discount bonds.

● Institutional Trading only.

● Opened all new accounts, created appropriate paperwork. Checked credit.

● All new accounts entered into ACT. All trading done via Bloomberg. P orter Seal/Rainier Rubber

Inside/Outside Sales T ukwila, WA

● Inside Sales Quotes/Bids/Purchasing Contract Negotiations

● Blueprint Reading

● Standard O’Rings plus custom molded manufactured parts

● MS Spec –Boeing and NUWES


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