Eduard Shlomovich
Staten Island, NY 10312
ac2fis@r.postjobfree.com
Objective – To obtain a challenging and rewarding position where I can pursue my professional career development in a stable and growing organization.
Series 7, Series 63 License
Dynamic financial professional with over 10 years of extensive experience providing top-notch customer service, financial advice and trading support. Quick learner with great management and problem solving skills who is able to work independently, as well as, part of a team. Highly organized, results driven and proactive individual, who consistently delivers under pressure. Excellent record of managing multiple, shifting priorities among clients and managers. Superior communication skills, including verbal, written and interpersonal. Innately adept at wearing many hats while maintaining a reputation of delivering results. Trilingual in English, Russian and Ukrainian. Excellent computer skills, including, but not limited to Microsoft Office Suite, Microsoft Outlook and Internet.
PROFESSIONAL EXPERIENCE
Treasury Partners New York, NY
(Registered with HighTower Securities, LLC and HighTower Advisors, LLC)
Trading Assistant Oct 2012 – Present
Managing the Money Market Portal for Europe-based funds
Overseeing and facilitating all nightly trades for overseas clients, as well as, assisting with US trades
Responsible for wire transfers for both foreign and domestic funds
Generating monthly reports for senior partners, including, but not limited to, Gain/Loss report and month-end activity report
Assisting with marketing efforts through research, preparation and distribution of Company information, relevant news articles, etc. through social media and networks such as LinkedIn
Aiding with allocation proposals for high net worth and corporate clients
Bond desk trade resolutions
Proving excellent customer service
Responsible for various account transactions
Effectively liaise with all levels of employees, including senior partners
Manage the communication process between clients and internal personnel
Troubleshooting arising issues and resolving with accuracy and speed
John Thomas Financial New York, NY
Operations Associate Feb 2010 – March 2011
Provided compliance oversight support by evaluating the daily blotter to ensure the firm is in compliance with the FINRA regulations
Managed a deadline-driven caseload of new customer accounts ensuring that every new account is opened in a timely manner while adhering to firm policy and industry standard
Provided support to the trading desk by assisting with a heavy volume of order entry
Ensured that the registered representatives are in adherence to Firm policies and procedures by computing the sales commissions and the positions in the account
Provided day-to-day support to the Operations Department
Ensured all sensitive client information is handled with highest degree of confidentiality and accuracy
Spencer Winston Securities, Corp. Brooklyn, NY
Account Executive 2008-2010
Ensured superior customer service and satisfaction by providing expert financial advice derived through extensive market research
Managed and analyzed multi-million dollar client portfolios
Ensured strict compliance with all SEC rules and regulations
Was responsible for all aspects of the day-to-day operations of a securities firm
Provided exceptional trader and broker support to the branch manager on a daily basis
Effectively resolved trade brakes and settled trade discrepancies between brokers, clients, clearing firms and market makers proactively, as well as, reactively
Managed and oversaw every detail of the back office operations including, but not limited to, opening, closing and maintaining client accounts while paying strict attention to margin limits
Efficiently processed and expedited journal requests
Handled sensitive and confidential client documents with discretion and professionalism
Conducted ACAT request processing
Liaised with all levels of management, clients and clearing house personnel
Performed extensive background and credit checks on all perspective new clients
Pond Equities, Inc
Account Executive and Back Office Manager
Brooklyn, NY
1998-2008
Proficient in all aspects of the day-to-day operations of a securities firm
Offered exceptional customer service and satisfaction by providing financial advice derived through extensive market research
Managed and analyzed multi-million dollar client portfolios
Effectively resolved trade brakes and settled trade discrepancies between brokers, clients, clearing firms and market makers
Managed and oversaw every detail of the back office operations including, but not limited to, opening, closing and maintaining client accounts while paying strict attention to margin limits
Efficiently processed and expedited journal requests
Handled sensitive and confidential client documents with discretion and professionalism
Conducted ACAT request processing
Liaised with all levels of management, clients and clearing house personnel
Provided superior trader and broker support to the branch manager
Ensured compliance with all SEC rules and regulations
Performed extensive background and credit checks on all perspective new clients
Managed a team of four back office employees
EDUCATION
College Of Staten Island, CUNY
Staten Island, NY
Some coursework completed. Planning on continuing education to obtain BA in Finance
References furnished upon request