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Stephen D. Dukes Public & Private
Boards
President
Imaginary Universes, LLC. Aumne (former)
TZEE Corporation (former)
Camano Island, WA w: 360-***-**** Genband (former)
United States m: 360-***-**** Interra DVT (former)
f: 360-***-**** iZOMO (former)
Magma (former)
************@****.***
SNAP2 (former)
Boards and Advisory Boards
Technical Advisory
Board and Advisory Board Positions - 1993 to present:
Boards
Member of Corporate Directors Group
Broadcom
Former board member of seven public and privately held companies, with experience serving on
ivi
Audit, Compensation, Executive and Governance Committees
Microunity
MIPS Technologies
Chair and/or Member of several Technical Advisory Boards for public and privately held companies
NanoNerve
Oliver Solutions
Member of the International Engineering Consortium Executive Council
PatientKey
Renka
Work History Specialized Vascular
Swarm
Verivue
Imaginary Universes, LLC.
Camano Island, WA, United States Feb 2000 - Present
President & CEO
Expert Witness
Mr. Dukes is President and Chief Executive Officer responsible for management and direction of a
group that advises companies on strategic developments and investments in existing and new
advanced technologies in cable, enterprise, network gaming and telecommunications. Specific roles Gibson, Dunn & Crutcher LLP
include boards of public and privately held companies, advisory and technical advisory boards, Goodwin Procter LLP
consultant, expert witness, limited partner in Francisco Partners, Kleiner Perkins, and SVB Strategic Kilpatrick Stockton LLP
Investors Fund, LLC., merger and acquisitions, and temporary CEO and CTO positions. Consulting Marshall Gerstein & Borun LLP
and expert witness client list consisting of 38 companies. Vinson & Elkins LLP
Willke Farr & Gallagher LLP
Pathfinder Partners
San Francisco, United States Feb 2010 - Present
Professional
Chief Technical Officer & Fellow
Recognition
Responsible for technology assessment, monitors directions and trends in technology, researches
rapidly developing technology, mapping technology to government and military requirements,
IEEE Fellow
intellectual property assessment, and feasibility of technology for specific applications. Works with
Pathfinder Partner Fellows to assess technologies and correlate features and functions to
requirements to specified by government and/or military entities.
Society Affiliations
Aumne, Inc.
Lisle, IL, United States Nov 2009 - Oct 2010
IEEE
President & CEO OSA
SCTE
Chief executive responsible for development and operations of Aumne's security software for SMS/
SIAM
text messaging, MMS and encrypted voice. His responsibilities will include planning and execution
of corporate growth strategies, strategic business development, software development team and
global tactical deployments. He provides executive management and oversight for new
opportunities, product development and commercial markets.
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Former Technical
MediaOne
Advisory Boards
Englewood, CO, United States May 1998 - Jun 2000
Vice President, Digital Broadband Technology Ambric
ARRIS
Vice President of Digital Broadband Technology responsible for MediaOne's migration from analog
Athena Technology
to digital development, deployment, technology due diligence for investments and acquistions, and
Atrato
direction on business strategy decisions.
Blue Sky Research
Responsible for management and budgets for digital technology development, including
Broadband Physics
OpenCable strategy and migration
Cadant
Managed development of headend simulcrypt interface for open, DVB conditional access
Ciena
and removable security system
Cedar Point Communications
Directed development of DOCSIS and DOCSIS extensions for cable modems for high
Cisco Systems
speed data and Voice over IP
Coactive
Developed and directed the concept of the integrated CMTS that supports the
coaXmedia
convergence of voice, data and video applications into a single platform
COM21
Responsible for directing and managing development of operating systems, APIs, and
Capacity Networks
middleware for digital settops
Dotcast
Responsible for directing development of a technical strategy for deploying HDTV,
Equator Technologies
Interactive TV, and VOD platform
FatPipeU
Member of CableLabs DOCSIS Certification Board, charter to certify cable modem and
Genband
qualifty CMTS systems
InfoLibria
Interactive TV
Interra
Interventures
MCNS Holdings, LLC. Juniper Networks
Lakeview Software
Englewood, CO, United States Feb 1995 - May 1998 Lemur Networks
ManyStreams
CEO
Mediacell
Chief Executive Officer responsible for management, budgets and development of MCNS Holdings Midstream Technologies
LLC. investment consisting of Cox, Comcast, TCI and Time Warner Cable focused on: MPEGLA, LLC
Data Over Cable Systems Interface Specifications (DOCSIS) with over 140 M cable NPoint
modems manufactured OVP Venture Partners
Downloadable, Renewable Security System (RSS) for voice, data and video applications RGB Networks
over cable Security Broadband
MicroUnity silicon development for settop, cable modem and renewable security SecureMedia
Stexar Corporation
TeraWave Communications
The Ascent Group
TCI Technology Ventures
UIOC
Englewood, CO, United States Jan 1995 - May 1998 Vyyo
Ward Labs
Vice President, Technology
Vice President of Network Technology and Vice President of Technology responsible for TCI's 3 to
5 year broadband network development, technology due diligence for investments, field and lab
testing, and re-franchise strategies.
Responsible for management and budgeting of TCI investments in MCSN Holdings,
Clients
LLC., MicroUnity and Magma
Managed and directed development team responsible for TCI's Next Generation Settop
ActionTec
Platform requirements with a RTOS and APIs
ARRIS
Managed TCI's efforts to establish second source manufacturers for settops, cable
Blackstone Group
modem and CMTS products
Cadant
Responsible for integration team focused on WinCE and Aperios with pJAVA and API
Cedar Point Communications
development for the advanced digital settop
Ciena
Management of team responsible for assessment of copy protection, network security,
COM21
processors, RTOS, 1394 interface, LMDS, PCS wireless telephony, servers,
Corpus
transmission systems, shared switching, NVOD/VOD, xDSL, HDTV formats, 256 QAM
Digeo
and IP Telephony
Extend Media
Technical due diligence of new potential acquisitions and technologies in next generation
Genband
platforms
Gibson, Dunn & Crutcher LLP
GoBackTV
Goodwin Procter LLP
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The 3DO Company Hewlett Packard
Internet Photonics
Redwood City, CA, United States Jul 1993 - Dec 1994
iZOMO
Director, Advanced Network Development Juniper Networks
Kilpatrick Stockton LLP
Director, Advanced Network Technologies, responsible for assessment of network architecture and
Lemur Networks
interface requirements to 3DO's interactive client/server and settop platform designs.
Marshall Gerstein & Borun LLP
Developed a network specification for 3DO's client/server model using 64 and 256 QAM,
Manystreams
8 and 16 VSB broadband, ADSL and 16-CAP network interfaces for settop, server
MicroUnity
technologies and virtual private networks and interfaces
Midstream Technologies
Responsible for collaboration on network interface designs for The 3DO game platform
Munchner Kreis
embedded in a Scientific Atlanta settop for the US West Omaha fiber trial
OneVideo
Developed a virtual network to tunnel 3DO games through cable and telephone networks
Panasonic
using hierarchical distributed storage and intelligent edge devices to offer network
P-Cube
gaming
PixelWorks
3DO's representative and contributor to the ATM Forum focused on development of
Sherwood Information Partners
AAL5 and SA&A
Silver Lake Partners
Participated on the Joint Engineering Committee of the EIA/NCTA, VESA Open Set Top
Sony
and IEEE 802.14
VanGuard
VectorMAX
Viambo
CableLabs Vinson & Elkins LLP
Willke Farr & Gallagher LLP
Boulder, CO, United States Feb 1990 - Jul 1993
Vice President, Advanced Network Development
Held several senior management positions, including Vice President of Advanced Network
Development responsible for financial budgets and management of development for network
architecture and integration of applications and services.
Developed and managed the research and development of the Regional Hub
Architecture, with tightly coupled, counter-rotating rings interconnecting multiple headend
and fiber to the fiber node; cable expended over $85B in capital to deploy in 1990s
Managed budgets and directed 60 consulting contracts for advanced network
development in the area of network architecture, wired and wireless telecommunications,
and multimedia
Managed and directed modeling of network designs for new services and applications for
future cable systems
Directed research efforts on cable hybrid fiber/coaxial networks for MPEG video and
advanced television formats
Managed research team on the transport and network interfaces for multimedia and data
applications over cable
Managed and directed CableLabs' on applied research on wireless PCS and wired
telephony over cable
Responsible for CableLabs' delegation to ATM Forum, Telocator, ANSI and T1
Committee, along with T1S1.5 Broadband Network Architecture and Video Services
working group focused on development of ATM
Boeing Computer Services
Bellevue, WA, United States Jan 1989 - Jan 1990
Telecom Analyst
Telecom Analyst for Boeing Computer Services responsible for technical planning of voice, data and
video for The Boeing Company's private domestic and international networks.
Evaluation, recommendation and negotiation with IXCs for The Boeing Company's
private long haul network
Responsible for product assessment and design of a private packet switching network for
The Boeing Company
Evaluated network technologies to support Boeing's private voice, data and television
networks
GTE Corporation
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Everett, WA, United States Jan 1977 - Jan 1989
Manager, Network Planning
Held numerous management and technical positions with GTE network engineering, short and long
range network planning. Responsibilities included broadband network architecture and topology
design, telecommunications, data communications design, standards, circuit switching, PABX,
packet switching and new services, e.g., video on demand and high definition television.
Responsible for Program Management and financial oversight of central office
conversions with $150M annual budget
Design of broadband networks, network optimization, architecture/topologies, standards,
and technology transfer
Network Architect of the GTE Cerritos Fiber/Video Test Bed, with a budget of $72M
Provided technical consultation to Tektronix, Boeing Computer Services, Intel, PG&E,
State of Oregon, Washington State University and Lake Washington School District on
network architecture and topologies
Evaluated new services/applications and assessed new revenue sources for network
deployment
Responsible for budgets and network planning of large central office switch conversions
Designed a 29 node private packet switching data network using Telenet TP-4000s and
TP-3010s for GTE-NW
Manager of GTE's $312M GTD-4600 PABX development responsible for resolving 126
of 129 problems
Assessed failure data for No. 2 EAX cards and components to quantify spares for the
central office switching system
Developed the platform for GTE's Corporate Engineering-In-Training Program
Participated on an 18 month Engineering-In-Training program
Education
University of Washington
Seattle, WA, United States
B.S., Mathematics
University of Washington, Seattle, Washington, Bachelor of Science of Mathematics-Numerical
Analysis, 1989
Industrial Training/Continuing Education: (11) management; (43) electrical engineering and
computer science courses
Miscellaneous
Military:
U.S. Army, Vietnam, Artillery Fire Direction/Forward Observer (1971-72)
U.S. Army Reserve, Ft. Lawton, Washington, Army Security Agency Pattern Recognition
(1976-77)
Professional Societies:
Fellow of the Institute of Electrical and Electronics Engineers, 2013 IEEE Innovation in
Societal Infrastructure Award Committee, 2010-12 IEEE Fellow Committee, 2011-12 TAB
Awards and Recognition Committee, IEEE Consumer Electronics President 2010-12 and
First Vice President/President-Elect 2009, 2012 IEEE Innovation in Societal Infrastructure
Award, 2005-11 IEEE Broadcast Technology Society Administrative Committee and
Associate Editor, IEEE Technical Field Award Council, 2009 Past Chair of IEEE Masaru
Ibuka Award Committee, 2007-08 Chair of IEEE Masaru Ibuka Award Committee, 2005-06
Member of IEEE Masaru Ibuka Award Committee, IEEE Consumer Electronics Society
Administrative Committee, IEEE Consumer Electronics Fellow Committee, Industry Liaison
Chair of IEEE Consumer Electronics Society's Games Innovations Conference 2009, IEEE
Computer Society Technical Committee on Computer Communications, IEEE 802.14 Cable
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TV Protocol Study Group, IEEE Communications Society/Society of Cable
Telecommunications Engineers Committee
Society of Industrial Applied Mathematics
Optical Society of America
Society of Cable Telecommunications Engineers
Textbooks Published: (1); Technical Articles Published: (19)
Personal: Birth date
February 4, 1953, Married, three children, United States Citizen
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