Quality Assurance Management

HORACE WILLIAMS III

***** **** *****

Houston, Texas 77070

832-***-**** *******@*****.***

EXECUTIVE SUMMARY

Experienced, resourceful and collaborative Financial Data Analyst with excellent problem

solving and analytical skills. Acknowledged as a results oriented leader with exceptional

interpersonal and communication skills. Core competencies include:

Project Management NASD Series 6 License Data Management

Adhoc Reporting Financial Report Design Bloomberg/Reuters

Microsoft Excel Crystal Reports Cash Balancing

PROFESSIONAL EXPERIENCE

Invesco Aim, Houston, Texas 1996-2008

Data Management Administrator (2005-2008)

• Maintained the accuracy and integrity of a database of over 90,000 trade securities.

• Created adhoc reports for retrieving, organizing, and formatting large amounts of

analytical data used for daily, monthly and annual reporting.

• Coordinated the successful workflow between Invesco offices, both domestic and

international, to ensure the successful completion of the day to day operations process.

• Used advance Microsoft excel formulas on a daily basis such as V-look up and pivot

charts.

• Led system integration and transition projects across multiple departments including IT.

• Produced the monthly filings for over 10,000 SEC securities.

• Developed and facilitated training sessions for the India transition project. Each class

consisted of 4 to 6 participants located in the US and India.

Supervisor, Trade Processing (2001-2005)

• Supervised 6 administrators who were responsible for processing over 200 trades and

settlements a day.

• Led weekly meetings between operations, custody banks and fund accountants.

• Directed the average processing and settlement of 100 foreign exchange trades a day.

• Instituted quality control processes that saved the department processing time and late

fees.

• Conceptualized an adhoc reports that reduced failed trades and save the company in late

fees.

• Led new settlements confirmation platform integration project that reduced the

confirmation time of securities each day to half the time.

Portfolio Administrator (1998-2001)

Horace Williams

Balanced daily portfolio cash for 6 different portfolios totaling 15 million.

•

Administered the successful settlement of 75-100 trades a day.

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Took sole responsibility for FX/Hedge processing and made the process more efficient

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and reduced the number of NAV errors.

Federal Wire Representative (1997-1998)

• Administered the wire transfer of over $8MM dollars a day.

• Successfully completed the processing of large dollar wires for the AIM/Invesco merger

and it was completed without errors and on time.

Quality Assurance Representative (1996-1997)

• Created 75-100 new client accounts a day.

• Processed client request on accounts.

• Performed team lead duties.

Rent-A-Center, Houston, Texas 1995 - 1996

Account Manager

• Collections

• Account Management

• Merchandise sales

• Inventory tracking and purchasing.

EDUCATION

B.A., Business Management

Texas Southern University, Houston, Texas

HONORS and ACTIVITIES

Captain, Texas Southern University Football Team

Member of Toastmasters

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