Vice President Management

Thomas K. Regan Jr.

** ******* ***.

Chatham, NJ 07928

Home 973-***-****

Cell 973-***-****

*******@***.***

PROFESSIONAL EXPERIENCE

BANC OF AMERICA SPECIALIST, INC., New York, NY

Vice President, Senior Trading Strategist

02/01/2009 - Present

• Responsible for the oversight and optimization of our internal high frequency algorithmic

trading strategies.

• Work directly with quant traders and programmers to develop and implement new trading

algorithms and strategies.

• Manage the firms’ portfolio outside regular market hours to either hedge current positions

or establish new proprietary positions.

• Lead the analysis of all trading data in an effort to optimize all aspects of the firms’

performance.

Vice President, Head Trader, NYSE Arca Lead Market Making

09/01/2006 – 1/31/09

• Report to division Chief Executive Officer with responsibilities for all aspects of the NYSE

Arca Lead Market Making division of the Global Corporate and Investment Bank.

• Implemented new electronic trading platform which provides superior market making,

global brand visibility, and a comprehensive portfolio of services.

• Develop and maintain lasting relationships with listed companies at the CEO, CFO and

various other senior management levels.

Vice President, Specialist, New York Stock Exchange

07/01/2004 – 08/31/2006

• Maintained fair and orderly markets as principal trader and market maker in nine NYSE

listed equities with access to $500 million in firm capital.

• Member of the new business and marketing committee, whose activities include

targeting, initiating and maintaining relationships with prospective NYSE listed company’s

senior management.

• Established comprehensive relationships with traders and associates of the NYSE

trading community, as well as representatives of both buy-side and sell-side firms.

LABRANCHE & COMPANY LLC, New York, NY

Specialist, New York Stock Exchange

12/10/2000 – 02/01/2004

• Functioned as the market maker for assigned securities, providing continuous, high

quality, liquid markets.

• Accountable for all proprietary trading decisions in assigned NYSE equities.

• Acted as a liaison with senior level management of the companies represented by

LaBranche.

Trading Assistant, New York Stock Exchange

09/01/1997 – 12/09/2000

ROBB PECK & MCCOOEY SPECIALISTS, New York, NY

Trading Assistant, New York Stock Exchange

08/01/1995 – 08/31/1997

EDUCATION

LOYOLA COLLEGE, Baltimore, Maryland

May 1995

BBA in Finance, Joseph A. Sellinger School of Business and Management

RICHMOND COLLEGE, London, England

Spring 1994

American Institute for Foreign Study

ADDITIONAL

• Series 7, 55 and 24

• Member, New York Stock Exchange 12/10/2000 – 04/01/2007

• Proficient in Microsoft Word, Excel, Bloomberg, and Reuters

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