Manager Operations

Nicholas R Luciano

*** ******* ******, *******, ** 08221

609-***-****, *******@*******.***

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OBJECTIVE

To further my career with a leading investment firm in the Philadelphia area.

SUMMARY

Evaluate Financial Risk, Prepare Financial Forecasts, Analyze Investment Projects

Complex Portfolio Construction, Review, and Maintenance

Team Player with Strong Work Ethic

Excellent Communication, Presentation Skills, and Attention to Detail

Clear Understanding of the Complexity of Today’s Market

PROFESSIONAL EXPERIENCE

Investment Consultant/Operations Manager 2006 - Present

St. Clair CPA Solutions/CPA Financial Group, Merchantville, NJ

Meet with clients to review their goals, objectives, and current financial position with ever

changing market on a quarterly basis.

Prepare investment analysis reports & presentations for current and prospective clients.

Develop, communicate, and implement effective processes, including growth strategies, work

flow initiatives, and improvements in the client experience.

Serve as liaison between investment companies and third party asset managers

Member of the firm’s Investment Committee, which entails assisting with asset allocation

decisions, portfolio construction, rebalancing strategies, and implementing investment policy

statements.

Branch Operations Manager 2005 - 2006

Ocean City Financial Group, Ocean City, NJ

Measure and ensure the effectiveness of all internal and external processes.

Provide timely, accurate, and complete report on firms operations.

Analyze investment performance, run asset allocations, establish and compare multiple

financial plans for advisors

Client Services Executive 2004 - 2005

The Vanguard Group, Wayne, PA

Assist clients regarding fund and account information, legal requirements, processing

procedures and general investment needs.

Strong knowledge of Vanguard funds; financial markets; relevant legal, tax, and regulatory

issues; asset allocation models; and retirement programs.

LICENSES

NASD Series 6 and 63

NASD Series 7

New Jersey Life and Health Insurance

Currently at level II in process of obtaining CIMA (Certified Investment Management Analyst)

designation

PROGRAM SKILLS

Microsoft Office (Excel, PowerPoint, Word, Outlook)

Morningstar Advisor Workstation, Argus, S&P, Thompson, Value Line, ACCESS Tax Lot

Accounting (through NFS), and Advent

EDUCATION

East Carolina University

Greenville, NC

Bachelor of Arts (BA) in Psychology, 2002

Minor; Business Administration

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