Customer Service Assistant

OBJECTIVE:

Results oriented professional with **+ years experience and visible

achievements on Wall Street seeking a position in financial services.

WORK EXPERIENCE:

Great Scott Financial Services, Lebanon, NJ

10/2005 to present

Registered Sales Assistant

> Assist customers, place trades (equity or Mutual Fund), process IRA

Distributions, retrieve cost basis data, and generate Internal Rate

of Return, Asset Allocation Reports, account snapshots, and

statements.

> Reconcile trades, balance client accounts, produce mutual fund off

penalty reports, update and maintain price files, and prepare cost

basis information.

GMR & Co. Securities, Somerville, NJ

06/2003 to 05/2005

Trading Consultant

> Consulted on the implementation of a trading desk.

Fleet Financial Securities, Jersey City, NJ

02/1998 to 06/2001

USCC Trading, Jersey City, NJ

03/1997 to 02/1998

Nash, Weiss & Co., Jersey City, NJ

05/1983 to 03/1997

Senior International Trader

> Accomplished trader and market maker of international stocks

primarily Canadian equities.

> Expertise in positioning and short selling of orders combined with

customer service and satisfaction, consistently leading to

increased profitability.

V Netted between $3 and $5 million while trading, per year.

V Created new order flow from leading financial institution.

V Traded 80 to 120 stocks requiring split-second buying and

selling decision making.

V Supervised and trained numerous international traders and

assistants.

V Mastered Nasdaq, Quotron, Instinet, ACT, Brass, and Bloomberg

Systems.

V Reconciled trades and calculated P&Ls.

M.S. Wien & Co., Jersey City, NJ

01/1980 to 09/1980

Assistant Trader

> Assisted trader in trading Canadian equities.

Assistant Supervisor

> Liaison between the back office and the trading desk.

EDUCATION:

> Bachelor of Science, Business/Marketing, Temple University, Ambler,

Pennsylvania

LICENSES AND PROFICIENCIES:

> Series 7 and 55

> Proficient in Pershing NetExPro, Goldmine, DBCAMS, Investment

Tracker, Excel, Bloomberg, Smart Office, and Microsoft Word.

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