Quality Assurance Manager

Louis R.Thorpe Jr,CIA,CFSA

***** ********* **.

Philadelphia, PA 19154

Cell :215-***-****

Home :215-***-****

********@*******.***

Professional Overview: My professional career spans 28 years and includes a

wide variety of financial audit experience. Additionally, I have extensive

managerial and supervisory experience.

Professional Experience

1998-2010 Accume Partners- Audit Manager

. Responsible for the planning and execution of the annual

audit plan at multiple assigned clients including the

formulation of the audit plan through the completion of the

risk assessment, the execution of the audit plan, and the

reporting of the audits to both management and the Audit

Committee.

. Established Sarbanes-Oxley 404 testing standards and

completed assigned testing for those clients that need to

comply with Sarbanes-Oxley 404.

. Documented the results of the audits in work papers that were

reviewed by the external auditors.

. Participated in firm's Financial Institution working group

to develop and update the firm's standard audit programs.

. Participated in two Quality Assurance Review's as a member of

the firm's Quality Assurance team, one being the Philadelphia

Stock Exchange.

. Presented seminars on work paper preparation, report writing

and bank Secrecy Act.

1998. First Union- Senior Auditor

. Responsible for leading a team of auditors in the conduct of

departmental and operational audits for the Bank.

. Responsibilities included the supervision and assignment of

audit tasks to staff auditors, staff monitoring and

evaluations, and keeping the audit manager apprised of the

audit status and results.

. Reviewed audit work papers and assisted the audit manager in

the drafting of the audit report.

. Assisted in the resolution of a significant difference

occurring as a result of a system conversion.

1993. Germantown Savings Bank- Audit Manager

. Responsible for conduct of all internal audits of the Bank

assets.

. Supervised and monitored work of any staff auditor that may

have been assigned to the audit.

. Drafted audit reports for Audit Department management.

1990. Horizon Financial FA- Audit Manager

. Responsible for conduct of internal audits at institution.

. Acted as the Director of Internal Audit on an interim basis

during the transition between two employees.

. Assisted the Security Officer in the conduct of

investigations related to internal frauds.

. Assisted in the interview process for staff auditor

positions.

. Supervised and reviewed work papers prepared by staff

auditors conducting the audits. Drafted audit reports for

review of Director

1987. Frankford Trust Company- Assistant Internal Auditor

. Conducted assigned audits of Bank Departments.

. Prepared work papers and identified exceptions during the

course of an audit.

EDUCATION

Temple University, Philadelphia, PA

B.B.A. Accounting and Real Estate/Double Major

CERTIFICATION

Certified Internal Auditor

Certified Financial Services Auditor

Accredited Quality Assurance Review, Institute of Internal Auditors

AFFILIATIONS

Member of the Institute of Internal Auditor, Philadelphia Chapter

2009 Eastern Regional Conference Committee

Former Member of the Board of Governors of Philadelphia Chapter of The

Institute of Internal Auditors.

OTHER ACTIVITIES

Instructor at American Institute of Banking (Classes taught included

Accounting 1, Principles and Banking, Money and Banking) (1995-2001)

Treasurer, Immanuel Baptist Church, Maple Shade, NJ (2005- Current)

REFERENCES

Available upon request

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