Management Manager

William B. Gundrum, III

OBJECTIVE

ChFC Candidate with extensive Wealth

Management and Financial/Investment Consulting

experience, eager to contribute talents toward the

success of a dynamic organization specializing in

high net worth client services.

business Experience

03/09 – Present Summit Financial Resources, Inc.

Parsippany, NJ

• Retirement Plan Consultant – actively

consult with clients to define needs in

order to develop, present and execute

customized solutions to maximize financial

performance.

• Portfolio Management

• Asset Protection Strategies designed for

Physicans

Morgan Stanley/Smith Barney

03/06 – 03/09

Little Falls, NJ

Financial Advisor

• Investment Consulting and Management

• Retirement Plan Consultant

• Asset Protection Strategies designed for

Physicians

Retirement Strategies Group,

03/03 – 02/06

LLC Summit, NJ

Vice President - Estate & Business Planning

• Design and Implement customized

401(k)/Profit Sharing, Defined Benefit and

412(e)(3) plans, plus various advanced

planning techniques utilizing qualified plan

assets for estate and personal planning

needs.

• Investment Consulting and Management

• Asset Protection Strategies designed for

Physicians.

International Planning Alliance,

01/01 – 03/03

LLC Fairfield, NJ

Vice President

• Estate and business planning for owners of

private businesses.

• Design and implement customized

401(k)/Profit Sharing, Defined Benefit and

412(e)(3) Plans.

• Investment Consulting and Management

06/83 – 12/00 Concepts In Financial Planning,

Inc. Watchung, NJ

President

• Design and Implement customized Profit

Sharing and Defined Benefit Plans.

• Investment Consulting and Management

• Corporate and Personal Tax Planning

Services

• Employee Benefits

CIGNA Corporation

10/78 – 05/83

Cranford, NJ

Account Manager

Estate and business planning for owners of

private businesses.

Qualified Plans

Education & Licensing

The Citadel

1971–1975 Charleston, SC

B.S., Business Administration

Deans List

Series 7 – General Securities Representative

Series 63 – Uniform State Exam

Series 65 – Investment Advisory Agent

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Life & Health Insurance Licensed

professional training

American College

Bryn Mawr, PA

Currently enrolled, as a student, in the Chartered

Financial Consultant (ChFC) program. I have

completed five parts of the curriculum and it is my

intent to complete the remaining parts by the end of

next year.

Numerous industry sponsored courses involving

qualified plans, estate and personal financial

planning, individual and corporate tax planning and

portfolio management.

Citi Smith Barney

Little Falls, NJ

Financial Planning Specialist

community involvement

Westfield Soccer Association – Vice

President/Board Member

Travel Soccer & Baseball Coach – 10+ years

Inter County Youth Soccer League – Vice

President/Founding Member

Westfield United Fund – Volunteer

520 Hanford Place, Westfield, New Jersey 07090

908-***-**** Home) 347 9054 Cell

*******.*******@*****.*** – E Mail

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