Management Manager

Joseph M. Ambrosio

*** ********** ****** ( SOUTH AMBOY, NJ 08879

***********@*******.*** 732-***-****

Financial Services Professional

Disciplined, detail-oriented professional with demonstrated experience

supporting treasury functions. Experience with treasury and risk

management, collateral management, cash management, asset / liability

management, financial modeling, database management, and providing support

for other treasury programs and projects. Record of employing high energy

level, attention to detail, and persistence in tracking, identifying, and

resolving errors.

Effective team contributor; known as a catalyst for achieving goals in a

timely and efficient manner. Self-directed work style, with ability to

anticipate department-wide needs and demands. Solid performance in devising

shortcuts and strategies to streamline operations. Recognized for

initiative and commitment in growing with the company and taking on greater

responsibilities.

Financial Services Competencies

Treasury Analysis & Reporting Risk Management & Mitigation

Strong Technology Orientation Market & Capital Risk Analysis

Financial Modeling Process Automation & Improvement

Collateral Management Cash Management Analysis

Liquidity & Interest Rate Risk Revenue, Expense & Funding Analysis

Analysis

Educational Background

Master of Business Administration in Finance (2009)

Rutgers, The State University of New Jersey - Rutgers Business School -

Newark, NJ

Bachelor of Science in Finance & Business Information Systems (2002)

Lehigh University - Bethlehem, PA

Career Experience

Federal Reserve Bank of New York, New York, NY, Summer 2008

Graduate Summer Analyst

Secured highly-coveted internship at Federal Reserve Bank of New York.

Conducted Sarbanes-Oxley testing for utilization by external auditors,

Bureau of Public Debt, and Congressional Budget Office to ensure various

processes were appropriately followed, including Funds and Securities

settlement. Developed plans to perform Sarbanes-Oxley testing on previously

untested processes such as Securities Stripping & Reconstituting and

Treasury Original Issues.

Nomura Securities International, New York, NY, 2005 to 2007

Associate Vice President - Treasury

Hired by former manager at Ryan Beck for a newly created Treasury Analyst

position, leading to subsequent promotion to Associate Vice President.

Compiled Asset / Liability Management reports

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Joseph M. Ambrosio, MBA ( Page 2

for funding, liquidity, and interest rate management. Managed transfer

pricing process to allocate financing charges for securities inventory held

by trading desks.

Key Contributions:

. Directed collateral management process for mortgage loans in a $2B

asset-backed commercial paper program with Citibank.

. Took ownership of a newly created position by creating value-added

reports and analysis for management.

. Streamlined reporting processes including automation of outdated

processes.

. Played a vital role in adapting and altering various treasury analyses

and reports to better meet the needs of management.

. Formulated US data to global liquidity model in Japan for the purpose

of minimizing global liquidity risk.

. Obtained and delivered accurate treasury-related data to accounting

daily to ensure timely completion of P&L reporting

. Authored US economic commentary for global treasury reporting,

submitted to upper management in Japan.

Ryan Beck & Co., Livingston, NJ, 2002 to 2005

Finance Associate - Risk Management

Managed relationships on behalf of the department with traders, software

providers, accountants, and parent company. Directed technology issues

within Risk Management; built and maintained all databases and financial

models used by department. Educated traders, accountants, and senior

management on various risk issues. Coordinated risk management reporting.

Communicated with trading desks on matters regarding risk limits

established by Risk Management Department; reported to CEO and CFO all

situations involving traders taking on risks exceeding mandatory limits

without prior authorization. Compiled and reported data related to market /

capital risk, aging inventory, and other financial modeling / analyses.

Key Contributions:

. Worked alongside Risk Management Department Manager to build department

from ground up; supervised department in the absence of manager.

. Developed and managed market / capital risk analysis, including

databases and reports, for newly created Risk Management Department.

. Recommended institution of risk limits on each trading desk in an

environment where none previously existed.

. Achieved success and recognition amid high-level pressure and a myriad

of challenges.

Accenture, Prague, Czech Republic, Summer 2001

Intern

Assisted in implementing SAP system at Pepsi Co., Czech headquarters.

Technology Skills

MS Office (Word, Excel, PowerPoint, Access, Outlook), Bloomberg,

PeopleSoft, Lotus Notes

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