Sales Maintenance
Resume:
DEREK A. REZENDES
** ******** ****, *********, **. 02861 401-***-**** Mobile
Email: *****@*******.***
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______________________OBJECTIVE
Derivatives Analyst.
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EDUCATION
University of Rhode Island, 2001. Kingston,
Rhode Island.
Bachelor of Science in Business Administration, Finance.
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EXPERIENCE
Citizens Financial Group
Providence, RI.
Treasury Officer.
4/2010 - Present.
Implementing Treasury and Balance Sheet strategies in maintaining the
bank's asset
portfolio, funding and acquisition activity.
. Daily and monthly reconciliations of various G/L account balances.
. Regulatory and compliance reporting of the investment portfolio in a
timely manner.
. Fixed Income and Fed Funds trade settlement and clearance.
. P&I tracking of daily liquidity activity, along with researching and
correcting variances.
TBSS hedging strategies as it relates to balance sheet risk management.
Respondence to internal auditing and regulatory bodies.
. Batch processing.
PNC Global Investment Servicing
Westboro, MA.
Senior Broker Dealer.
8/2007 - 2/2009.
Principal acting duties in securities transactions for back office
dealers of fund shares.
. Fund analysis, Investment reporting, ACATs, Position Files,
Exchanges/Flips, Tenders.
. Mergers, Price Protection, Lot History, 12B-1's, Trust Networking, Wires,
CDSC.
. Dealer Agreements & Concession, Accruals, BIN maintenance.
Multiple dealer projects.
Fidelity Investments (Veritude Staffing)
Smithfield, RI.
Brokerage Support Processor. 5/2007 -
7/2007.
Institutional back office responsibilities in managing client assets.
. Cost basis & Sales Proceeds, Breakpoint claims, One Time Distribution
request.
. IRA's, Annuities, 401k/403b's, and 529 college savings accounts.
. Dollar Cost Averaging, PIP, SWP, Journaling of fund shares, bank wires.
. Investment correspondence request from fund holders and traders.
. Processing brokerage account request for traders.
. Maintenance of investment and retirement brokerage accounts.
. PIP, SWP, Journaling of fund shares, bank wires, Ad-hoc, Cashiering.
Sovereign Bank East
Providence, RI.
Home Loan Retention Representative.
1/2006 - 6/2006.
Home equity loan closings in direct relationship with central branch
officers and underwriting
specialist.
. Outbound-selling efforts for approval of consumer loans, 1st &
2nd home mortgages,
auto loans.
. Home Equity Lines of Credit, Appraisals, Debt to Income ratio
computations.
. Analysis of credit reports, tax & investment statements, and
assets.
Waddell & Reed West Warwick,
RI.
Financial Advisor Trainee.
3/2005 - 9/2005.
. Learning of investment product knowledge for series 7, and 63
examinations.
. Establishing client relationships in building a book of
business.
Fidelity Investments (Veritude Staffing)
Smithfield, RI.
Brokerage Support Specialist. 12/2003
- 4/2004.
Institutional back office responsibilities in managing client assets.
. Cost basis & Sales Proceeds, Correspondence, Breakpoint claims, IRA's,
Annuities.
. Dollar Cost Averaging, Trust, 401k/403b's, and 529 savings accounts.
Boston Financial Data Services (Adecco Staffing)
Providence, RI.
Mutual Fund Specialist. 4/2003
- 12/2003.
Mutual fund representative responding to shareholder inquiries and
investment needs to
achieve shareholder's investment objectives.
. Trading of fund shares, new accounts, IRA's, Trust, POA, 529 savings
plans.
. Cost Basis & Dollar Cost Averaging computations, Correspondence.
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COMPUTER SKILLS
Microsoft Word, Excel, PowerPoint, Access, Outlook.
Lotus Notes.
Bloomberg.
Oracle.
MainFrame/FSR,
FBSI, CACTUS, IDA, Xtrac, Tax Lot Accounting, Impress, COLD, CMSI.
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AFFILIATIONS
Financial Management Association.
2000 to 2001.
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AWARDS and ACCOMPLISHMENTS
Brothers United for Action.
1999.
. Citation of Encouragement: Rhode Island House of Representatives.
. Power of the Pen Award: Rhode Island Urban League.
. Outstanding Group Work: University of Rhode Island Multicultural
Center.
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REFERENCES
Available upon request.
Contact this candidate