Manager Sales

VEROTY CUMBERBATCH

** ****** **** ****

Danbury, CT 06811

Home: 203-***-**** ******@*********.***

Cell: 845-***-****

BACK OFFICE OPERATIONS MANAGER

Management professional with extensive Accounting entries processing

experience including Adjustments, Money Transfers, Book Transfers,

Account Receivables and Income Statements. Worked with traders, knowledge

of banking systems and applications, reconciliations and spreadsheets.

Analytical problem solver, organized, detail oriented, excellent customer

service and teamwork skills. Ability to prioritize and meet deadlines.

UBS, Stamford, CT Feb 2007 - Apr 2009

Client Manager, Derivatives Operations (Position Outsourced to India)

. Reconciled client financial statements and calculated and analyzed market

exposure.

. Prepared compensation claims and corporate action issues. Migrated deals

from spreadsheets to in-house software.

. Prepared and processed Book Transfer, Federal Reserve, SWIFT and CHIPS

entries.

. Prepared adjustments and compensation claims to and from clients.

. Prepared traders profit and loss report.

. Reviewed and signed off on adjustment entries for money transfer.

. Managed confirmations and enhance external customer relationships for

Fixed Income clients.

. Cleared backlog of confirmations for sensitive clients

. Submitted requests and recommendations for changes to traders.

. Managed any dispute generated in trade confirmations process.

. Identified resource usage highlighting inefficiencies and recommended

organizational changes. This resulted in splitting the Documentation

Group into Drafting and Chasing eliminating duplication between the

business and Operations.

DEUTSCHE BANK May 2005 - Feb 2007

Consultant, Derivatives Operations

. Verbally confirmed Credit Derivative trades.

. Acted as Trust Liaison with Traders, Sales Desk, Client and Investment

Managers.

. Telephone followed-up with counterparties for outstanding Credit

Derivatives confirmations.

. ID, executed confirmations and reviewed trade tickets to ensure correct

information is recorded.

. Performed written follow up with counterparties on the status of executed

Fixed Income and Credit Derivatives outstanding confirmations.

. Provided support to Sales desk - specifically clearing eligible

transaction for Fixed Income and Credit Derivatives product.

. Submitted requests and recommendations to traders for changes on trade

breaks coming from client.

. Reported weekly to senior management progress on outgoing aged

confirmations.

KBC FINANCIAL PRODUCTS May 2004 - May 2005

Consultant, Derivatives

. Verbally confirmed Credit Derivative trades.

. Telephone follow-up with counterparties for outstanding Credit

Derivatives confirmations.

. ID, executed confirmations and reviewed trade tickets to ensure correct

information is recorded.

. Performed written follow up with counterparties on the status of executed

Credit Derivatives outstanding confirmations.

. Reported weekly to senior management progress on aged confirmations.

. Supervised and trained a staff of two - submitted weekly reviews to

senior management.

BARCLAYS CAPITAL Nov 2003 - Apr 2004

Consultant, Derivatives Operations

. Reviewed and tracked confirmations for Credit Derivative Products.

. Verbally confirmed Credit Default Swaps, IBOXX and Fixed Income trades.

. Acted as Trust Liaison with Traders, Client and Investment Managers.

. Telephone followed-up with counterparties for all outstanding Credit

Derivatives confirmations.

. Confirmed and reconciled Credit Derivatives and Fixed income

confirmations between back office and front office.

. ID, executed confirmations and reviewed trade tickets to ensure correct

information is recorded.

. Followed up with counterparties on the status of executed Credit

Derivatives outstanding confirmations.

LEHMAN BROTHERS Aug 2003 - Nov 2003

CONSULTANT, DERIVATIVES OPERATIONS

. Drafted Fixed Income Derivatives ISDA confirmations.

. Verbally confirmed Fixed Income trades. Acted as Trust Liaison with

Traders, Client and Investment Managers.

. Acted as Trust Liaison with Traders, Client and Investment Managers.

. Reviewed and tracked Fixed Income confirmations.

. Submitted request and recommended changes to traders for amendments to

trade tickets.

. Responded to and documented all outstanding confirmation issues.

. ID, executed confirmations and reviewed deal tickets to ensure correct

information is recorded.

. Followed up with counterparties on the status of executed outstanding

confirmations.

JPMORGAN CHASE

1990 - 2003

Derivatives Operations

. Managed a team of seven processing Forward Rate Agreements, Interest Rate

Swaps, Interest Rate Options, Commodity Swaps, Pension, Credit, Dual

Barriers and Exotic Swaps. Booked deals originating in Asia, Europe and

North America. Checked the accuracy of deal terms, input deals and

prepared outgoing confirmations including ISDA. Checked incoming

confirmations and controlled missing confirmations. Rate set deals,

settled deals ensuring the accuracy of payments and receipts, and handled

troubleshooting and customer inquiries. Processed 105 deals per day.

. Worked with New York, London, Tokyo, Hong Kong, Paris and Sydney units to

make sure the deals were processed properly. Strengthen internal and

external client service.

. Documented and analyzed procedures in Manual Reset Operations for all

exotic New York based deals. Identified where resources were being used,

highlighted inefficiencies, and suggested changes such as Document Image

Processing and the elimination of duplications in the business and

infrastructure to improve efficiency.

. Interacted with Middle Office including resolving discrepancies prior to

settlement.

. Confirmed and signed all incoming legal confirmation for all manual

trades - 75 confirmations per day.

. Prepared traders limit report and monitored their positions.

. Prepared traders profit and loss.

. Reconciled client financial statements and calculated and analyzed market

exposure.

. Prepared compensation claims and corporate action issues. Migrated deals

from spreadsheets to in-house software.

Adjustment Specialist, Money Transfer and Wire Investigation Department

. Prepared and processed Book Transfer, Federal Reserve, SWIFT and CHIPS

entries.

. Prepared adjustments and compensation claims to and from clients.

. Reviewed and signed off on adjustment entries for money transfer.

. Supervised staff of 8 employees including annual reviews.

EDUCATION

Mercy College - AAS - International Banking.

American Institute of Banking - International Banking - Diploma.

Washington Business School - Accounting Diploma.

Advance Management Systems Business Course

COMPUTER SKILLS

Microsoft Excel, Word, GOODS, TSS, PEGA, STS, One Stop, FTPC, Smart Ticket,

Dream, Telerate Bloomberg, Reuters,

Summit, GOLD, Boomerang, Memphis, OWX, One Tool, Business Object, DTCC, and

Markit.

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