Manager Management

SUMMARY

Audit Manager with in-depth experience in the financial services and

insurance industries including Life, Retirement Services, Mortgage

Services, Group Health and Aircraft Leasing. Areas of expertise include:

Audit Risk Assessment & Planning SAS70 Design and Testing

Project Management Control Frameworks (COBIT, ITIL,

ISO)

Business Continuity Planning Disaster Recovery

Sarbanes Oxley Compliance Risk Management and Governance

BUSINESS EXPERIENCE

Accretive Solutions

Dallas, Texas

Contractor - Energy Future Holdings August 2008 to

February 2010

Performed operating system and database testing on mainframe and

distributed platforms for Sarbanes-Oxley compliance

Planned and performed general control testing during transition of IT

service providers for reliance by external auditors

Performed monitoring of transfer of activities to new IT vendors including

vendor billing resulting in identification of amounts overbilled to client

Contributed to contractual requirements during contract negotiations

between client and vendor

Advised on testing to be included in SAS70 to be provided by vendor

American International Group (AIG)

Dallas, Texas

Audit Manager (1998 to 2008) December

1993 to June 2008

Developed audit plan and budget for regional audit area covering three

business units

Planned and managed integrated audits to review processes for adherence to

applicable regulations as well as review of underlying systems for security

exposures

Responsible for hiring, performance evaluations, and staff development of

audit staff

Research current regulations and applicable laws for areas under review

Reviewed and advised on enterprise security policies

Participated with business and IT management to identify and manage risk

Participated and advised on controls in major systems development projects

Participated disaster recovery and business continuity planning activities

and monitored tests

Provided assistance and coordinated requests for Sarbanes Oxley auditors,

external auditors, and examiners

Presented client management and audit management frequent status updates

PROFESSIONAL CERTIFICATIONS/DESIGNATIONS

Certified Information Systems Auditor (CISA)

Certified Computing Professional (CCP)

Fellow, Life Management Institute (FLMI)

PROFESSIONAL AFFILIATIONS

Information System Audit and Control Association (ISACA)

. Assistant Treasurer, North Texas Chapter ISACA 2010-2011

. Past President, North Texas Chapter ISACA 2000-2001

FLMI Society

EDUCATION

Bachelor of Business Administration

Major: Computer Information Systems

Texas State University

San Marcos, Texas

TECHNICAL SKILLS SUMMARY

RACF, DB2, SAP, Oracle, SQL, Unix, Windows TeamMate, Excel, MS

Word

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