Manager Management
Resume:
AIMEE MATOS MULERO- CFE, CICA, CCS **** Carr.* Apt. 330
Cond. Plaza Suchville
Bayamon, PR 00959
highlights of qualifications
. Highly motivated and dependable in achieving set goals.
. Experience in Operational, IT and Financial Audits,
Sarbanes Oxley ACT (SOX) and Compliance.
. Consistently take the initiative to solve problems. Strong
organization skills; attention to detail.
. Communicate well with business professionals, easily
establishing rapport and gaining employee support.
. Creative, team player; enjoy change and challenge.
. Bilingual, Spanish and English.
EXPERIENCE Centennial Communication - Compliance Manager
2006 to Present
. Assist with documentation of key business processes
throughout the year for Operational, IT and Financial.
. Perform walk-throughs of all significant transactions
and business processes as such: Operational, IT and
Financial.
. Identify and prioritize significant new transactions and
processes
. Oversee significant control testing on a quarterly and
annual basis
. Assist in identifying deficiencies and weaknesses and
communication with management in preparing remediation
plans
. Assist in determining the internal controls annual test
plan
. Ensure latest SEC guidance and literature is reflective
in the audit plan and control testing procedures
. Assist to the Audit Department.
Centennial Communication - Corporate Audit Manager
2005 to 2006
. Manage Sarbanes-Oxley compliance
. Perform walk-throughs of all significant transactions
and business processes as such: Operational, IT and
Financial.
. In charge of the Sarbanes Oxley Act (SOX) testing.
. Responsible of the Operational, Financial and Compliance
internal audits.
. Provide Management with Audit Result Reports &
Recommendations.
. Analyze changes to existing regulations and provide
guidance regarding new laws to achieve compliance.
. Identify process improvements and efficiencies for
financial operations
. Monitor internal policies, procedures and effective use
of company's resources.
. Assist to the external auditors
R & G Premier Bank of Puerto Rico - AVP and Internal Audit
Manager 2000 to 2005
. Assist the general Auditor in administrative duties such
as: risk analysis review, preparation of the audit work
plan, audit schedule and audit committee meeting.
. In charge of the operation, financial and compliance
internal audits from RG Holding Company and subsidiaries
such as: RG Premier, RG Mortgage, Mortgage Store, RG
Investment and Home & Property Insurance Corporation.
. Provide Management with Audit Result Reports &
Recommendations.
. Analyze changes to existing regulations and provide
guidance regarding new laws to achieve compliance.
. Monitor internal policies, procedures and effective use
of company's resources.
. Identify process improvements and efficiencies for
financial operations
. Responsible of the implementation of the Sarbanes Oxley
Act (SOX), documentation of the processes and design of
the key controls.
. Responsible of the annual SOX testing of the
Operational, IT and Financial internal controls.
. Responsible of the Bank Secrecy Act quarterly compliance
audits.
. Assist to the external auditors
R & G Premier Bank of Puerto Rico - Senior Internal Auditor
1997 to 2000
. Responsible for conducting operational and financial
audits of the bank branches and departments and
subsidiaries of the RG Holding Company.
. Supervise and training staff auditors. Responsible of
the Bank Secrecy Act quarterly compliance audits.
. Provide Management with Audit Result Reports &
Recommendations.
. Analyze changes to existing regulations and provide
guidance regarding new laws to achieve compliance.
. Identify process improvements and efficiencies for
financial operations
R & G Premier Bank of Puerto Rico - Internal Auditor
1994 to 1997
. Responsible for performing quality control and internal
loan review of mortgage and consumer loans, operational
and financial audits of the bank and quarterly
compliance audits of Bank Secrecy Act.
R & G Premier Bank of Puerto Rico - Teller
1992 to 1994
. Responsible for daily bank's operations. After a year
was promoted to Customer's Service Officer. AS
Customer's Service officer responsible for opening
deposit accounts, CD's and Cash Collateral Loans.
EDUCATION INTER AMERICAN UNIVERSITY OF PUERTO RICO
May 1991
B.B.A Major in Accounting
Continued education
Certified Internal Auditor (CIA) In
Progress
Certified Internal Controls Auditor (CICA)
July 2009
Certified Controls Specialist (CCS)
July 2009
Six Sigma Certification
May 2009
Certified Fraud Examiner (CFE)
February 2009
Management Certification
November 2008
ABA National Compliance School & Certification
March 2004
Affiliations
ACFE Member
IIA Member
It SKILLS
Windows, MS Office (Excel, Power Point & Word),
and Internet Explorer.
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