Sales Vice President

JOHN J BRUGGEMANN

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Wyckoff, NJ 07481

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Noble Financial Group, New York November 2009- Present

Senior Vice-President- Sales Trading

. Increased the visibility of the Noble Research product to buy side

accounts in the New York region.

. Communicated our research ideas as well as pertinent market

information to buy side traders at hedge funds and mutual funds.

. Identify and prospect potential new accounts to the firm.

. Provide commentary on macroeconomic and other market data each morning

to the sales force and research team.

Jesup & Lamont Securities, New York May 2008- July 2009

Senior Vice-President- Sales Trading

. Successfully assisted in the start-up of an equity platform.

. Coordinated the sales trading effort with institutional sales and

research.

. Encouraged a team atmosphere among all equity staff.

. Marketed the Jesup name to the buy side community.

First Albany Capital, Inc. New York January 2006 - May 2008

Vice-President - Sales Trading

. Aggressively pursue and maintain new client relationships

. Provide quality sales coverage and trade execution to a variety of

institutional accounts.

. Generate trading ideas from our research product and communicate these

opportunities to the appropriate clients.

Market our research product to established and new accounts

Ramapo College of NJ, Mahwah, NJ September, 2008- Present

Adjunct Professor

. Undergraduate classes in Economics and Finance.

St Peter's College, Jersey City September 2004 - Present

Adjunct Professor

. Undergraduate and Graduate classes in Finance and Economics.

Wall Street Equities Experience

July 1986 - January 2006

Farina & Associates, New York

Vice President - Equity Trading

Direct Access Broker

New Business Development

Prudential Securities, New York

Vice President, Listed Equity Trading

Senior Energy Trader

JP Morgan Securities, New York

Vice-President, Listed Equity Trading

Senior Block Trader

Real Estate and Utilities

Merrill Lynch, Inc., New York

Assistant Vice- President, Equity Trading

Lehman Brothers, Inc., New York

Assistant Equity Trader

Salomon Brothers, Inc. New York

NYSE Floor Clerk

EDUCATION & LICENSES

MBA in Finance, Fordham University, New York, NY

BS in Finance, Manhattan College, Bronx, NY

NASD Licenses Series 7, 55 and 63.

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