** *********** ***** ***-*** HUU NGUYEN, CPA, 203-***-**** (H)
CISA
Berlin, CT 06037 abkpbt@r.postjobfree.com
SUMMARY
Professional auditor (CPA, CISA) (Six Sigma Green Belt) with experience in
Big 4 public accounting, in publicly traded banking, insurance and
manufacturing companies, and in state government and academic institution.
Expertise in the performance and management of operational, financial,
compliance, and information system audits. My performance reviews have
praised my hard work, good communication skills, as well as attention to
detail, resourcefulness, creativity, ability to work cooperatively with
clients, and goal orientation.
EDUCATION CERTIFICATIONS MEMBERSHIPS
RENSSELAER POLYTECHNIC INSTITUTE, Hartford, CT
Master of Business Administration, 1998 - 1999
SACRED HEART UNIVERSITY, Fairfield, CT
Bachelor of Science in Accounting Dean's List 1990-1994
Recipient of Sacred Heart Scholarship and Connecticut Achievement of Higher
Education Scholarship for (4) years
VILLANOVA UNIVERSITY -- Six Sigma Green Belt Certificate
PROFESSIONAL CERTIFICATION - Certified Public Accountant - Certified
Information System Auditor
PROFESSIONAL MEMBERSHIP Member of the AICPA and ISACA
PROFESSIONAL EXPERIENCE
MACDERMID, Waterbury, CT
2014 - 2014
Internal Audit Manager
. Performed walk-throughs of SOX related financial and general computer
controls
. Reviewed and provided recommendations on the Company's various IT
general computer control policies and procedures.
UNION SAVINGS BANK, Danbury, CT
2013 - 2014
VP Senior Integrated Internal Auditor
. Performed risk assessments and audits of bank operations, financial
reporting, and regulatory requirements
. Provided recommendations improving bank accounting, financial
reporting policies, procedures, and controls
. Drafted audit reports to effectively communicate audit results to
senior management
. Assisted in special projects as requested by management
. Supervised and reviewed the work papers of staff as needed
Accomplishment: Enhanced the audit work paper organization that led to a
significant time saving in the work paper review and preparation
Internal Audit Consultant ---SNI COMPANIES, West Hartford, CT (2013) ---
EXPERIS, Hartford, CT (2012) ---ROBERT HALF INTERNATIONAL, Hartford, CT
(2011)
. Assisted the Internal Audit Department of a mid-sized multinational
manufacturing company with the year-end and SOX404 compliance testing,
which included entity-level controls, financial reporting controls,
Travel and Entertainment expenses, Account Receivables confirmation,
Unrecorded Liabilities, etc.
. Provided administrative services such as drafting internal audit
report, preparing the presentation for the risk management workshop,
updating SOX404 controls in the risk control matrix tool, etc.
. Assisted the Information Security Office of a large education and
research institution in the documentation and performing security risk
assessment throughout the Covered Entities to ensure that they were
compliance with the HIPAA Security rule and were ready for the review
by the Department of Health and Human Services
. Compiled and distributed the results of the IT vulnerability
assessment to the University's various Departments and monitored their
responses
. Assisted the IT department of a large insurance company in the
evaluation and recertification for the appropriateness of users'
application system access. This was performed to prepare the
department for the 2012 audits conducted by internal and external
auditors
TEXAS DEPARTMENT OF PUBLIC SAFETY, Austin, TX
2010 - 2011
Information Technology Internal Auditor
. Identified and assessed business process and IT risks
. Developed audit programs and documented operational, financial, and IT
audits as assigned
. Presented findings to management and obtained agreement on recommended
actions
. Drafted audit reports to effectively communicate audit results to
senior management
. Supervised and reviewed the work papers of peers on a project basis
Accomplishment
Successfully led an agency wide audit engagement whose staffing resource
primarily consisted of members with very limited audit background
BARNES GROUP, Inc., Bristol, CT
2004 - 2009
Audit Manager (2006 - 2009) Senior Control Analyst (2004-2006)
. Performed SOX 404 compliance reviews in financial cycles - Revenues,
Payables, Inventory, Payroll, Fixed Assets, and Treasury
. Coordinated with the consultants in the development of SOX404 finance
compliance testing programs and templates
. Developed testing programs and templates to conduct SOX404 IT
compliance reviews
. Presented findings to management and obtained agreement on recommended
actions
. Drafted audit reports to effectively communicate audit results to
senior management
. Managed teams with multinational backgrounds and reviewed the
workpapers of staff
. Provided feedback to staff's annual performance appraisal
. Enhanced the testing documentation methodology for SOX 404 testing &
Conducted corporate-wide SOX404 training
. Coordinated reviews and or examinations conducted by external auditors
Accomplishments
. Saved the company consulting fees for the design of SOX404 IT testing
templates and training internal resources to perform SOX404 testing
. Produced quality testing documentation that was significantly
leveraged by the external auditors, which resulted in substantial
reduction in audit fees
. Built an effective partnership with IT Management to ensure that the
IT Departments implemented key controls in order to be in compliance
with SOX404 regulations
. Was elected for the Barnes Leadership Foundation program based on
consistently high performance
ANTHEM, Inc., North Haven, CT
2001 - 2003
Senior IS Internal Auditor
. Conducted a variety of value added reviews of IS general controls
infrastructure, post system implementation, business application
maintenance, IS project management
. Provided IT supports to operational and financial auditors on a need
basis
. Participated in major system integration projects as a risk/control
advisor
. Coordinated reviews and or examinations conducted by external auditors
. Supervised and reviewed the work papers of peers on a need basis
Accomplishments
. Recommended enhancements to the regional system consolidation project
plan that led to a successful implementation
. Recommended enhancements to the integrated claims system to be in
compliance with the Health Insurance Portability and Accountability
Act (HIPAA)
ANDERSeN LLP, Hartford, CT
1999 - 2001
Senior IS Consultant
. Performed computer risk management services in a wide range of data
processing environments, ranging from highly complex mainframe systems
to PC and LAN-based systems
. Assessed an organization's IT infrastructure resource and risk
management process
. Provided IT support to financial audit engagements
. Supervised and reviewed the work papers of staff
DELOITTE & TOUCHE LLP, New York City, NY
1997 - 1998
Business Consultant
. Identified and assessed business process risks
. Evaluated related internal controls and procedures for adequacy and
compliance with applicable regulations and corporate policies
. Proposed recommendations for improvement in internal controls,
operation policies and procedures
. Supervised and reviewed the work papers of less experienced staff on a
need basis
FLEET BOSTON FINANCIAL GROUP, Hartford, CT
1994 - 1997
Internal Auditor
. Identified and assessed business process risks by interviewing
personnel, documenting procedures and related controls, and testing
effectiveness of internal controls
. Developed audit programs and documented operational and financial
audits as assigned
. Prepared organized and thorough workpapers
. Proposed recommendations for improvement in internal controls,
operation policies and procedures
COMPUTER KNOWLEDGE/SKILLS
Applications: Excel, Word, PowerPoint, Visio, Access, and Outlook - Audit
Tools: AutoAudit, ACL, and TeamMate