Quality Control Vice President

John McGrory

* ****** ****** ******

Hackettstown, New Jersey 07840-2721

home: 908-***-****

cell: 908-***-****

e-mail: *******@***.***

**** ** ******* ****** ** Thrift Supervision

Jersey City, New Jersey

Compliance Specialist

Subject matter expert for regulatory compliance, BSA-AML, Fair

Lending, and Community Reinvestment Act laws and

regulations. Provide guidance and technical expertise in

the evaluation and examination of OTS-regulated

institutions in the Northeast region.

1999 to 2009 Emigrant Bank

New York, New York

Vice President, Corporate Compliance and BSA-AML Officer

Designed and implemented detailed compliance programs for

all subsidiaries of Emigrant's $17 billion diversified

financial holding company, including: Compliance Risk

Management, Bank Secrecy Act-Anti-Money Laundering,

Privacy, Safeguarding of Customer Information, Identity

Theft Prevention, and Fair Lending for all retail banking

branches, Internet banking, private banking, residential

and commercial mortgage lending, boutique lending, and

investment advisory service areas. Validated findings and

corrective actions for internal audit and FDIC and State

examinations. Provided expert technical advice, assistance

and training to all affiliates and departments. Chairman,

corporate BSA-AML Committee; Secretary, corporate

Suspicious Activity Reporting (SAR) Committee; Secretary,

corporate Compliance Management Committee; Secretary

corporate Fair Lending Committee, and member Corporate

Community Reinvestment Act Committee.

1996 to 1999 GE Capital Mortgage Services, Inc.

Cherry Hill, New Jersey

Vice President, Loan Origination & Servicing Quality

Control

Recruited by the President of GE Capital Mortgage Services to develop

and direct quality control audit programs for nationwide

residential mortgage lending origination and servicing

operations. Scope included compliance with regulatory

requirements, Fair Lending, secondary market underwriting

standards, and GE policies and procedures. Achieved

significant reductions in error rates through the design

and implementation of Six Sigma process control systems.

Supervised staff of seven managers and thirty auditors and

technicians.

1990 to 1996 Office of Thrift Supervision

Jersey City, New Jersey

Compliance Examination Manager

Supervised compliance, BSA-AML, Fair Lending, and Community

Reinvestment Act examinations of OTS-regulated institutions

in the Northeast region. Supervised staff of fifteen

compliance examiners, conducted meetings with senior

management and boards of directors of regulated

institutions, and developed and presented compliance

training programs.

1986 to 1990 Republic National Bank of New York

New York, New York

Vice President, Compliance

Designed and implemented compliance and quality control programs for

residential mortgage lending operations. Developed detailed

policies and procedures for loan processing, underwriting

and closing. Coordinated internal audit, state, and federal

compliance examinations and audits.

EDUCATION

Seton Hall University

South Orange, New Jersey

M.B.A. - major in Finance

Upsala College

East Orange, New Jersey

B.A. - major in English (summa cum laude)

Rider University

Lawrenceville, New Jersey

B.S. - major in Marketing

ACCREDITATION

CAMS - Certified Anti-Money Laundering Specialist

FCR - Federal Compliance Regulator

COMMUNITY ACTIVITIES

Board of Directors, the Crest at Panther Valley

Condominium Owners' Association; ten years' service;

president for six years

MILITARY

Served four years active duty with the United States

Army; attained rank of Captain; additional three years'

service with the New Jersey Army National Guard.

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