Vice President Manager
Resume:
**** - ******* ******** **********, *** Jersey
Head Equity trader
Responsible for trading firms' House Account for large
institutional customers
Positions in listed, OTC, ETF'S ADRS'S and Option markets
2007- 2008 Ernst & Young LLP, New Jersey
Financial Planner
Working directly with the State of Florida and
their employees on all retirement planning, pension
Investments and taxation
2006 - 2007 Ryan Beck & Co., Inc.
Senior Vice President
Institutional Equity Trader.
Responsible for trading firm's order flow in institutional names
outside of the Ryan Beck coverage. Helped run the agency desk.
Worked directly with our customers in an efficient manner to
attain superior risk adjusted returns.
2003 - 2005 Brean Murray & Co.
A Member of the Firm's Management Committee
Director, Head Equity Trading
Responsible for overseeing all Listed, OTC and Agency trading.
Managed the daily risk and market exposure of all stocks traded
by the firm. Coordinated with institutional and retail sales
traders to enhance order flow generation. Worked large orders
with major institutional customers. Instrumental in managing
business in a cost effective manner. .
2000 - 2003 Goldman, Sachs & Co. (merged with Spear Leeds & Kellogg.)
Vice President, Senior Equity Trader.
Capital Markets.
Employed methods of technical and fundamental analysis
Forecasted and identified trends and values in the market place.
Responsible for making markets in over 100 NASDAQ stocks.
Authority to commit up to 5 million of the firms capital in
proprietary positions. Ranked as one of the top 3 market makers
for volume in Autex.
1991 - 2000 Spear Leeds & Kellogg Capital Markets.
NASDAQ Market Maker.
Assistant Vice President. Helped run and oversee a team of
small and mid-
cap traders. Joined the firm as a trainee.
Series 7, 63, and 55.
Other: Member: Bond Club of NY; Member: Pastime Club of
Mendham, NJ;
Volunteer Manager of Community Club, Mendham, NJ
Interests: Golf, Running, Biking
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