Assistant Project

Michael H. Mullen

*** ***** **, *** * ● Jersey City, NJ 07302 ● ******.*.*@*****.***● 917-***-****

Experience

February 2002 – March 2009

Tradition Asiel Securities New York, NY

NYSE Assistant Head Clerk

Managed entire floor operations and staff of 13

Reported executions to various clients such as Direct Access and Convertible Bond Desk

Monitored price sensitive Arbitrage and Volume Weighted Average Price (VWAP) orders

Directed multiple corporate repurchase orders (10B-18/ 10B-5)

June 2000 – January 2002

Fleet Securities New York, NY

NYSE Floor Clerk

Supervised daily operations and staff for Posts 1- 4 (Garage)

Trained and instructed newly hired clerks

Directed IPO’s and Secondary Issues

August 1999 – June 2000

Edward Stephans New York, NY

NYSE Floor Clerk

Reported executions and pertinent market information to Institutional and Retail clients

Handled specialized securities such as American Depository Receipts

Reconciled Questionable Trades and other settlement issues

February 1999 – June 1999

Network Temps New York, NY

NYSE Floor Page

Education

June 1998

Hobart College Geneva, NY

Bachelor of Arts in English

Minors in Russian Area Studies and European History

Study Abroad: University College Galway, Ireland

Licenses

Series 7 & 25 Registered

S kills

BBSS and Trinitech Order Management Systems

Thomson One, Quotron, and Track Data quotation systems

Online Comparison System (OCS)

Microsoft Office

Activities

Statesmen Athletic Association

Atlas Foundation

York Street Project

Contact this candidate