Sales Security

RICHARD EVANS

** ******* *** #* ********** MA ***44 ? 617-***-**** ? (

*********@*****.***

Objective:

I have 5+ years of experience and am seeking a position that will give me

the opportunity to add value to the firm. I have a wide range of industry

knowledge and recently passed level 3 of the CFA program. Ideally, I would

like to work with people who have similar interests and in an environment

that encourages and rewards curiosity and hard work.

Licenses & Skills

Passed CFA levels 1, 2 & 3, waiting on charter.

Passed NASD Series 7, 6 and 63

Charles River, Portia, Excel macros, basic marco editing, pivot tables,

formulas, graphing, Access, Bloomberg, Morningstar, Thompson One, basic SQL

query.

Professional Experience

Panagora Asset Management

Boston, MA

Investment Associate.

April 2008-April 2009

. Worked with analysts and traders on issues relating to security

optimization and valuation in portfolios.

. Maintained treasury and cash position collateral on S&P futures

positions.

. Provided institutional clients reports on fund positions, security

valuations, and performance attribution.

. Built and maintained Excel macros and pivot tables used for reconciling

equity and futures positions.

. Worked with fund managers, institutional clients, and brokers on issues

relating to trade delivery, settlement, and reconciliation of positions.

John Hancock/MFC Global

Boston, MA Investment Operations Analyst

June 2006-April 2008

. Co supervised a group of 5 people in daily operations, providing direct

support to the trading desks, portfolio managers, and analysts on issues

relating to equity, derivative, and fixed income positions, valuations,

and settlements.

. Built excel reports using macros for security performance and asset

composition for fund managers on 15 funds.

. Provided additional pricing and valuation information to traders on

financial instruments including; equities, equity options, currency

options, credit default swaps, interest rate swaps, futures, bonds, and

CDOs.

. Used Bloomberg and various broker provided pricing models in pricing

securities for end of day fund NAV.

. Researched financial statements using the 10Q and Reg S filings on SEC

Edgar database for private deals, secondary offerings, and corporate

action.

. Maintained data and pricing accuracy for internal trading platform,

Charles River.

. Processed and monitored FX and foreign currency positions for

international holdings.

JPMI/Brown Co. Boston, MA

Client Trading May 2003 - June 2006

. Worked with high net worth individuals discussing existing and potential

positions as well as current market conditions.

. Executed larger equity and options orders for clients in an execution

capacity.

. Provided market commentary as part of trade support for domestic equities

and options.

. Researched and addressed trading issues on behalf of clients.

. Calculated margin requirements prior to trade execution.

. Analyzed trade execution data using Thomson One.

State Street Research Boston, MA

Broker Services March 2002- May 2003

. Provided advisors and brokers with sales material as well as relevant

information on factors driving fund performance.

. Utilized Bloomberg and Morningstar to provide brokers with product

information to facilitate the sales process.

. Helped build and maintain excel spreadsheets for fund performance

characteristics and broker commission outlays.

Client Services

January 2001-

March 2002

. Worked with clients to understand fund performance and resolve individual

account issues.

. Traded fund shares on behalf of our clients as well as processed money

movement transactions.

Education

College of the Holy Cross Worcester, MA

Bachelor of Arts; Economics Major 2000

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