Manager Assistant

Howard Dixon

*** ******** *** ****:*** -***- ****

Plainfield NJ 07060 Cell : 646-***-****

CAREER OBJECTIVE:

A position which will utilize my knowledge in Receive & Deliver, Balancing,

Buy-Ins, with the opportunity to advance.

Areas of Expertise

Settlements. Teambuilding &

DTC, SCC AND PHYSICAL OTW Syndicates, Foreign Training

Retail Operations. Domestic Buy-Ins Cost-Reduction

Strategies

ADP Operation Systems.

Professional Experience

ABN AMRO/ RBS

10/95-10/2009

Manager, AVP

Hired as a consultant, made permanent seven moths later. Promoted to

supervisor, six months

Later. Assistant Manager, after two years. Manager, one year later.

Associate, 2006, AVP 2008.

. Receive & Deliver, Balancing, Buy-Ins (Domestic & International)

In charge of DTC, SCC, Physicals (including restricted securities).

Involved in all ADP operations testing of systems, new and enhanced.

Handled SWIFT (MT) Instructions from Company Affiliates, ID

Conforms.

. Worked in accordance with ADP to improve system flows and efficiency

for the company.

. Changed Balancing procedures, whereas we were then able to balance,

same-day. Investigative research,

Audit reporting.

. Ensured the swift resolution of counter-party and customer issues to

preserve customer loyalty while complying with S.E.C and company

policies.

Gruntal and Company

5/86-1/95

Manager, R&D, Physicals & DTC

All functions of DTC, SCC, OTW Physicals, Balancing, Research.

Bear Stearns and Company 2/80-4/86

Assistant Manager

Responsible for DTC, SCC, OTW, LOANET, BALANCING.

Was part of the "Pilot" when ADP first launched their Settlement

Operations, System.

Paine Webber

5/79-2/80

Assistant Manager

Receive & deliver

Loeb, Rhoades, Hornblower 6/77 - 5/79

Receive & Deliver, trainee

Handled Physicals, DTC and did balancing.

Education and Training

Fordham University, Bronx, New York 9/75-5/77

Major: Accounting

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