Management Manager

** *********** ***** *********** *** NGUYEN, CPA, CISA 860-***-**** (H)

Berlin, CT 06037 ******@*****.*** 860-***-**** (C)

SUMMARY

A CPA and CISA with over 15 years of experience in public accounting firms

and publicly traded companies ranging from banking, insurance, to

manufacturing. My expertise is in the performance and management of

operational, financial, compliance, and information system audits. My

performance reviews have praised my hard work, good communication skills,

as well as my attention to detail, resourcefulness, creativity, ability to

work cooperatively with clients, and my goal orientation.

PROFESSIONAL EXPERIENCE

Barnes Group, Inc., Bristol, CT

2004 - 2009

Audit Manager

. Performed SOX 404 compliance reviews in financial cycles - Revenues,

Payables, Inventory, Payroll, Fixed Assets, and Treasury

. Coordinated with the consultants in the development of SOX404 finance

compliance testing programs and templates

. Developed testing programs and templates to conduct SOX404 IT

compliance reviews

. Presented findings to management and obtained agreement on recommended

actions

. Drafted audit reports to effectively communicate audit results to

senior management

. Managed teams with multinational backgrounds and reviewed the

workpapers of staff

. Provided feedbacks to staff's annual performance appraisal

. Enhanced the testing documentation methodology for SOX 404 testing

. Conducted corporate-wide SOX404 training

. Coordinated reviews and or examinations conducted by external auditors

Accomplishments

. Saved the company consulting fees for the design of SOX404 IT testing

templates and training internal resources to perform SOX404 testing

. Produced quality testing documentation that was significantly

leveraged by the external auditors, which resulted in substantial

reduction in audit fees

. Detected and recommended the more accurate re-aging of accounts

receivable items that resulted in a substantial adjustment

. Built an effective partnership with IT Management to ensure that the

IT Departments implemented key controls in order to be in compliance

with SOX404 regulations

. Was elected for the Barnes Leadership Foundation program based on

consistently high performance

Anthem, Inc., North Haven, CT

2001 - 2003

Senior IS Internal Auditor

. Conducted a variety of value added reviews of IS general controls

infrastructure, post system implementation, business application

maintenance, IS project management

. Provided IT supports to operational and financial auditors on a need

basis

. Participated in major system integration projects as a risk/control

advisor

. Coordinated reviews and or examinations conducted by external auditors

. Supervised and review the workpapers of peers on a need basis

Accomplishments

. Recommended enhancements to the regional system consolidation project

plan that led to a successful implementation

. Recommend enhancements to the integrated claims system to be in

compliance with the Health Insurance Portability and Accountability

Act (HIPAA)

Andersen LLP, Hartford, CT

1999 - 2001

Senior IS Consultant

. Performed computer risk management services in a wide range of data

processing environments, ranging from highly complex mainframe systems

to PC and LAN-based systems

. Assessed an organization's IT infrastructure resource and risk

management process

. Provided IT supports to financial audit engagements

. Supervised and reviewed the workpapers of staff

Deloitte & Touche LLP, New York City, NY

1997 - 1998

Business Consultant

1. Identified and assessed business process risks

2. Evaluated related internal controls and procedures for adequacy and

compliance with applicable regulations and corporate policies

3. Proposed recommendations for improvement in internal controls,

operation policies and procedures

4. Supervised and reviewed the workpapers of less experienced staff on a

need basis

FleetBoston Financial Group, Hartford, CT

1994 - 1997

Internal Auditor

5. Identified and assessed business processes risks by interviewing

personnel, documenting procedures and related controls, and testing

effectiveness of internal controls

6. Developed audit programs and documented operational and financial

audits as assigned

7. Prepared organized and thorough workpappers

8. Proposed recommendations for improvement in internal controls,

operation policies and procedures

COMPUTER KNOWLEDGE/SKILLS

Applications: Lotus Notes, Visio, Excel, Word, PowerPoint

Languages: Pascal, C++, Oracle PL/SQL, Oracle SQL

Audit Tools: AutoAudit, ACL

EDUCATION

Rensselaer Polytechnic Institute, Hartford, CT

Master of Business Administration, 1998 - 1999

Sacred Heart University, Fairfield, CT

Bachelor of Science in Accounting

. Recipient of Sacred Heart Scholarship and Connecticut Achievement of

Higher Education Scholarship for 4 straight years

. DEAN'S LIST 1990-1994

Villanova University

Six Sigma Green Belt Certificate

PROFESSIONAL CERTIFICATION

. Certified Public Accountant

. Certified Information System Auditor

PROFESSIONAL MEMBERSHIP

. Member of the AICPA, ISACA, and IIA

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