Assistant Representative

JOSEPH PETRACCARO

** **** *** ( Summit, NJ ***** ( 908-***-**** ( ***********@***.***

SUMMARY OF QUALIFICATIONS

. Over five years of professional experience in the field of investment

banking, including equities, corporate & municipal bonds, reverse

convertible bonds, stock options(ISO's & NQO's), and rights offerings

. Strong expertise in financial services, with proven experience in getting

results, developing and executing strategies

. Self-motivated; able to achieve immediate and long-term goals and meet

operational deadlines

PROFESSIONAL EXPERIENCE

UBS, Jersey City, NJ

02/2008-07/2009

Trading Associate

. Executed and canceled trade orders (including block trades) for non-

qualified and incentive stock options for employees and corporate

insiders of over 60 large/mid cap corporations, including GE, Berkshire

Hathaway, Intel, Philip Morris, Dell, Texas Instruments, Tyco and VMware

. Assisted with customer inquiries relative to employee stock programs

(i.e. stock options, employee stock purchase programs, stock appreciation

rights, restricted stocks, and vesting schedules) and tax questions

relative to 1099 and schedule D forms

. Supported entitlements and rights offering team by advising UBS executive

directors and Financial Advisors of exercise and trading methods as well

as tax advice pertaining to the May 2008 distribution

R. SEELAUS & COMPANY, INC, Summit, NJ

06/2007-02/2008

Fixed-Income Broker

. Provided professional investment advise and expertise to clients

pertaining to relevant investment objectives which included buying and

selling corporate, municipal, and reverse convertible bonds

. Assisted Senior Bond Traders with structuring and researching reverse

convertible bonds for firm inventory

. Developed and implemented trading strategies using internal and external

research

PAULSON INVESTMENT COMPANY, Summit, NJ

12/2005 - 05/2007

Broker Assistant

. Assisted Investment Managers and brokers by providing thorough tracking

of stocks

. Demonstrated critical thinking, problem solving and excellent

communication skills through daily contact with high net worth clients

. Prepared and analyzed performance reports for Senior Management and

shareholders

. Researched current market conditions and assembled informational data

from various sources including ILX and Reuters

LICENSES

Series 7 (General Securities Representative)

Series 63 (Uniform Securities Agent State Law)

Series 3 (National Commodity Futures)

Currently Pursuing Series 55(Limited Representative-Equity Trader)

EDUCATION

Pace University, Lubin School of Business, New York, NY

Dec 2005

Bachelor of Business Administration in Economics

ADVANCED COMPUTER SKILLS

+ Skilled in Bloomberg Terminal, Reuters, and ILX

+ Microsoft (Word, Excel, Access, and PowerPoint)

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