Manager Quality

Jeffrey S. Kantor

**** ***** ******

Mokena, Illinois, 60448

Cell: 708-***-****

Email Address: *********@*******.***

Objectives: Dedicated, effective, disciplined, and highly-skilled professional with

extensive experience in the investment industry seeks a challenging and dynamic position

within a fast-paced and growth-oriented organization.

Work Experience:

MF Global Inc. Chicago, Illinois

Broker/Floor Manager

August 1995 to December 2010

• Developed and administered trading and managed desk for CBOE

Futures Exchange (CFE) and Volatility Index (VIX) products.

• Managed and oversaw hiring, billing, compliance, risk

management, and supervision of personal for Chicago Board

Options Exchange (CBOE) and CFE.

• Serviced institutional and retail customers to provide value-added

price-discovery, liquidity, and execution.

• Provided complete and superior technical and administrative

support for retail online platform.

• Examined front-end platforms for use in our trading environment.

• Served as Broker and Floor Manager at CBOE.

• Developed billing procedures for different profit centers on CBOE

floor.

• Supervised brokers on the handling orders to meet exchange and

industry rules.

• Handle the firms and brokers registration for CBOE, CFE, BOX,

AMEX, ISE, and NASQ OMX exchanges.

• Oversaw the audits conducted by the CBOE and CFE.

• Reviewed front-end systems for application on trading desk

Shearson Smith Barney Chicago, Illinois

Runner/Wire Clerk/Telephone Clerk

November 1980 to August 1995

• Supervised retail and institutional orders as they came to trading

desk.

• Developed procedures for routing and prioritizing orders.

• Assisted brokers in the execution of orders.

• Reviewed specifics of all orders for quality of executions.

• Managed trading issues that arose during execution of orders.

• Relayed reports and executions to retail and institutional clients.

Committees:

Member Firm Operating Committee - CBOE

• Advised CBOE on how various system developments may effect

trading on the CBOE floor.

• Researched and scrutinized rule changes to ascertain how they will

influence the order flow of Member Firms.

• Formally voiced the collective opinion of the Member Firm

Community to the CBOE.

• Advised exchange on the quality performance of the DPM

Specialist.

Best Execution Committee – MF Global Inc.

• Examined the quality of executions for both equity and option

trading.

• Developed effective procedures to meet the changing regulatory

environment.

• Examined exchange data on executions and their conformity to

exchange regulatory rules.

Education: Southern Illinois University

Major: Economics

Licenses: Series 3, 4, 7, 24, 55, and 63.

CRD #2355979

NFA ID #0326888

Technical Skills: Proficient in MicroSoft Office products (Outlook, Word, Excel,

PowerPoint), Beta, Betalink, ILX, Floor-Broker workstation, NASDAQ- workstation,

Onechicago, CBOEdirect

Contact this candidate