Sales Life Insurance

Edward Daniele

* ***** **** **** * Colts Neck, New Jersey 07722 Home 732-***-**** *

Cell 732-***-****

Email: ******.*******@*****.***

Summary of Qualifications

Seasoned Financial Professional with extensive experience in regulatory and

compliance expertise including floor supervision and options procedures.

Administered written supervisory procedures for the trading desk.

Responsibilities included daily OATS, TRACE, and MSRB balancing.

Responsibilities included the Registered Option Principal daily review and

approval of the firm's Option trades.

Extensive experience and expertise in Equity Trading, Market Making, and

Option Trading. Extensive experience in heading and supervising an Equity

and Options trading desk. Experienced in Equities, ADR's, ETF's and

Options trading. Executed on average 1 million shares of customer business

per day in both NYSE and NASDAQ securities. Coordinated inquiry and flow

through the firm to maximize liquidity and price efficiency. Interacted

with customers regularly with proprietary notes, AIM, Bloomberg IB and

entertaining.

Extensive experience in middle and back office functions, including working

directly with IT personnel to develop functional business strategies

required for trading and compliance applications. This includes developing

test scripts for user applications. Superior communication skills as well

as a demonstrated track record of trading profitability and risk management

and leadership skills.

Professional Experience

2009 - Present Albert Fried and Company New York, NY

Trader/Support/Sales

Work with clients daily to execute their equity and option order flow and

provide help with trading ideas and strategy. Responsible for OATS,

TRACE, and MSRB reporting as well as Managing the Daily Fail report.

Leveraging my Registered Option Principal licensing with responsibilities

that include reviewing on a daily basis the option trading activity and

signing off on the daily option trades.

1993-2009 Jefferies and Company New York, NY

Trader

Position traded a variety of sectors, including small cap consumer,

energy, industrial, and financial and distressed names. Priced

merchandise and provided capital commitments to institutional clients

while managing risk and positions.

Leveraged my NASD Series 24 license by managing and supervising the

Agency block desk which consisted of trading and executing the firm's order

flow capitalizing on the best use of liquidity for the client. Monitored

and reviewed the desk's daily correspondence for suitability and

compliance. Worked with a team to implement Regulation SHO and Regulation

NMS procedures and make the transition seamless and efficient on the

trading desk.

1991- 1993 Wall Street Access New York, NY

Head Trader

Supervised and coordinated the trading of all equity and option trading in

both Proprietary and Agency capacity.

Represented Domestic and International Institutional accounts and executed

their equity, option, and fixed income transactions.

Responsible for the Registered Option Principal functions for the firm.

Helped to develop written procedures for the trading desk.

1990-1991 IDS Financial Services Inc. Wall, NJ

Financial Planner

Conducted Financial Needs Analysis and

recommended appropriate products to meet

the clients needs. Delivered informational

sales presentations to potential clients through seminars and personal one

on one meeting. Educated and sold clients Life Insurance, Long-Term Care,

Disability Insurance, and Mutual Funds.

1983-1990 Wall Street Clearing Co. New York, NY

Trader/Operations

Responsible for the daily operation of the Option and Bond departments.

Supervised and managed the daily trade processing and balancing of both

departments.

Executed and traded all of the Option trades for the firm's Institutional

and Retail clients.

Education

Attended LaGuardia Community College

Professional

Development

And Licenses

Securities Licenses include Series 3, 4,5,7,8,15,55, and 63.

Supervisory/Compliance Regulatory Licenses - Series 14, 24

NY Institute of Finance

Courses in Option trading and Brokerage Operations.

Personal

Elected Board Member of the Colts Neck Sports Foundation; Travel Baseball

Director responsible for overseeing and coordinating all ages of the Travel

Baseball Program in the town of Colts Neck, New Jersey.

References

Available Upon Request

Contact this candidate