Quality Assurance Six Sigma
Resume:
MICHAEL GUERIN
Staten Island, New York 10306
*********@*******.***
OBJECTIVE
Position in financial services or brokerage in a trade support capacity
2011-Present Fed Ex Ground- Keasby N.J. Part Time-Package Handler
PROFESSIONAL EXPERIENCE
2006-2008 Futures Operations -Societe Generale, Jersey City and Barclays
Capital, Whippany, New Jersey
CONSULTANT
. Handled the daily reconciliation of internal trading accounts for daily
margin funding purposes
. Prepared P&L spreadsheet for trading desk
. Assisted with daily settlement of future trades using the Newedge and GMI
systems
. Prepared several daily volume and credit utilization reports for
management
. Assisted with daily settlement of commodity, option and futures products
on the CBOT and CME exchanges utilizing the Clearvision platform; and in
the input and allocation of trades
. Processed house and customer commodity and currency trades using the
Prudential System
. Knowledge of Clear vision and FEC
. Prepared and sent daily futures and options expiration notifications to
clients and compliance
1996-2004 Merrill Lynch, Jersey City and Somerset, New Jersey
SENIOR SPECIALIST (Corporate Bond Settlement 2003-2004), Jersey City, NJ
. Settled, on a daily basis, all corporate, municipal bonds and equity
securities for institutional and retail clients
. Initiated borrow requests from Stock Loan to minimize fails
. Processed Frozen letter movements and ACAT reversals
. Participated in departmental Six Sigma initiatives in order to reduce
fails and exposure to the firm
SETTLEMENT SPECIALIST (Money Market Settlement 1998-2003), Jersey City, NJ
. Performed daily settlement of all Commercial Paper, CD's Bankers
Acceptances and repos executed by company's Money Market traders
. Responsible for the delivery and retrieval of all collateral used to
fulfill loan obligations
. Communicated between trading desk, branch offices and clearing banks to
resolve settlement problems and eliminate fails
. Reconciled and researched position breaks and failed transactions
. Knowledge of DTC, NSCC and Fedwire
. Ran DTC forecast funding projections for management
REGISTERED REPRESENTATIVE (Global Employee Services 1996-1998), Somerset,
NJ
. Processed buy and sell transactions in equity, mutual funds and money
market instruments
. Transacted various stock option exercises
. Processed stock certificate requests for clients in the account
. Contacted individual for Dupont stock option unit regarding client
callbacks
. Audited and performed quality assurance on Merrill Lynch tax reporting
statements, quarterly statements and IRA statements
COMPUTER SKILLS
Microsoft Word, Excel, Access and PowerPoint
EDUCATION
Master of Business Administration/Finance, Saint Johns University, Staten
Island, NY
Bachelor of Science/Finance and International Business (Double Major)-
Economics and History Minor, College of Staten Island, Staten Island, New
York
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