Manager Vice President

Career Objective A position where my leadership skills in Securities

Operations will contribute to organizational profitability

and effectiveness.

Summary More than 15 years of extensive operational experience within

the Securities Industry. Excellent working knowledge of

ADP, DTC, Euro Clear, Fed Clearance systems, SWIFT, SEI

Trust 3000 and SMAC. Strong ability to analyze complex

problems, develop and implement cost effective solutions.

Proven effectiveness in training and motivate others to

achieve objective goals. Working knowledge of Microsoft

products, Bloomberg, and Telerate.

Employment 06/2008 - 01/2012

Owner & Operator of a retail store in Nesconset LI

. Attend networking event, fund raising events and/or

trade shows

. Join and participate in community/neighborhood event

. Member of the following organization:

. LIASB - Long Island Advancement of Small

Business

. LeTip of Mount Sinai - a chapter of LeTip

Int'l Networking Group

. Gotham Suffolk - a chapter of Gotham N .Y

Networking Group

. Various Chamber of Commerce and local

networking groups

02/2002 - 03/2008 HSBC Securities USA, New

York, NY

Operation Manager, Reorg & Income Collection Unit

. Managed a staff of six, in the day to day functions of

corporate actions and income processing, which includes:

. The distribution of income on equities &

fixed income securities held at DTC, FED, &

Local Agent.

. The distribution of income on foreign

equities & fixed income securities held at an

offshore depository or by a foreign agent.

. Elective dividend payment on foreign

investment.

. Notification & monitoring of voluntary

corporate actions events. (Tender Offers,

Exchange offers, Dutch auctions, conversion,

etc.)

. Reconciliation & processing of mandatory

corporate action events. (Cash & stock

mergers, Partial/Full calls, reverse split,

liquidation & termination, etc.)

. 15C3 reporting

. Various cash accounts reconciliation

. Ensure that internal procedures are properly followed.

. Periodical review of employee performance and

evaluation.

. Responsible for the periodical enhancement of the

department operational procedure manual.

09/1999 - 12/2001 HSBC Bank USA New York, NY

Vice President, Operation Manager

. Managed a staff of six, in the day to day functions of

securities operation, which includes Data Entry, Asset

Database Administration, Cash Ledger Reconciliation and

Cash Proof & Control.

Edwing N. Saint Laurent

.

. Responsible for the Trust Accounting System code

maintenance

. Provided support to Domestic Private Banking and

International Private Banking. This entails liaison to

system representatives, Bank's IT personnel, User Group

and Business Unit Managers

. Played a major role in 2 systems conversion

. Managed the Bank's Asset Database providing enhancements

to the daily & month end processes which include all

asset characteristics & pricing

04/1998 - 09/1999 Republic National Bank

New York, NY

Assistant Vice President, Operation Manager

. Managed a staff of three in the day to day functions of

Account Payable operations.

. Responsible for the Bank's Fine Arts inventory

. Responsible for the Bank's Supply Order System code

maintenance

04/1989 - 04/1998 Sakura Trust Company New York, NY

Assistant Vice President, Custody Operation Unit 1991-1998

. Managed a staff of five in the day to day functions of

custody operations, including securities and funds

movement, income collection, custody and investment

record keeping, position and cost reconciliation,

routine & customized reporting

. Responsible for the administration and maintenance of

new accounts, including account agreements, fee

schedules

. Responsible for all client inquiries.

. Played a major role to a successful system conversion

Assistant Manager, Loan Operations 1989-1991

. Coordinated syndicated loans with Domestic Banks.

. Key role in system conversion

1999 - 2001 Bank of Montreal New York, NY

Senior Payment Investigation Supervisor 1987-1989

. Coordinated syndicated loans with Domestic Banks.

Loan Payment Supervisor, Loan Syndication 1989-

1991

. Coordinated syndicated loans with Domestic Banks.

Education 1976 - 1980 Institut Superieur Technique D'Haiti

P.A.P Haiti

BS in Civil Engineering

References Available upon request

Contact this candidate