Management Financial

TANIA

PASHA

*** ****

Street,

Apt

****

•

Brooklyn,

NY

11201

•

********@*****.***

•

Mobile:

718-

668-

5069

OVERVIEW

Focused

and

highly

analytical

finance

professional

able

to

excel

in

a

fast-

pace,

high-

pressure

environment

to

complete

multiple

assignments

to

meet

deadlines.

AREAS

OF

EXPERTISE

Financial

Modeling

Financial

Forecasting

Market

Research

o o o

Corporate

Finance

Team

Collaboration

Annual

Audit

Reporting

o o o

Microsoft

Office

Suite

Regulatory

Reporting

Client

Management

o o o

FINANCIAL

BACKGROUND

FINANCIAL

INDUSTRY

REGULATORY

AUTHORITY

(FINRA),

New

York,

NY

Internship Risk

Oversight

&

Operational

Regulatory

2012

Worked

closely

with

examination

managers,

coordinators

and

examiners

to

review

trading

floor

activities

of

member

firms

to

ensure

compliance

with

FINRA

and

SEC

rules

and

regulations.

Examined

members’

and

member

organizations’

books

and

records

to

verify

that

their

activities

are

in

compliance

with

applicable

rules

and

regulations.

• Reviewed,

monitored,

approved

and

edited

daily

credit

extensions

applied

for

by

member

firms.

Handled

inquiries

by

member

firms

regarding

accepted,

denied

and/or

rejected

extensions

• Analyzed

and

reviewed

data

for

evidence

of

abuse

or

suspicious

activity.

Forwarded

reports

to

Credit

Regulation

team

and

added

comments

to

explain

unusual

activity

• Analyzed

weekly

statistics

from

member

firms

with

customers

that

are

actively

participating

in

Portfolio

Margin

• Reviewed

member

firms’

financial

data

to

ensure

compliance

with

established

procedures

and

regulatory

requirements

with

respect

to

SEA

15c3-

1

and

SEA

15c3-

3

GRANT

THORNTON,

New

York,

NY

Internship Financial

Services

2010 2012

Collaborated

with

national

senior

management

and

regional

marketing

team

on

multiple

proposal

opportunities,

which

lead

to

new

client

engagements

• Tracked

return

on

investment

for

marketing

initiatives

using

SalesLogix,

the

firm’s

customer

relationship

management

system,

as

well

as

updated

and

maintained

client

and

prospect

information

• Developed

and

coordinated

a

writing

skills

workshop

to

improve

communication

between

marketers

and

senior

management

• Created

process

documentation

to

facilitate

training,

supervising,

and

mentoring

of

new

interns

UBS

FINANCIAL

SERVICES,

New

York,

NY

Internship Wealth

Management

2009

Worked

alongside

senior

management

team

who

managed

over

$1.5Billion

in

assets.

Assisted

client

service

associates

and

financial

advisor

with

client

statements

and

produced

performance

reports

for

portfolio

reviews.

• Initiated

campaign

to

increase

internal

efficiency

for

senior

management

by

creating

client

database

• Prepared

asset-

allocation

models

which

were

used

to

review

portfolio

performance

EDUCATION

PACE

UNIVERSITY,

New

York,

NY

Bachelor

of

Business

Administration,

Finance,

2012

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