Security Vice President

Ryan Potter

*** ******** *****

Clarks Summit, PA 18411

570-***-****

******@*****.***

EXPERIENCE:

Fidelity Investments, Inc. Jersey City, NJ 4/2006 – 7/2011

Risk Analyst

*Partake in daily pre-market Risk meetings to assess futures, upcoming economic reports, earnings, and overall market

expectations

*Closely monitor economic/geopolitical events to assess firm exposure

*Monitor day trading accounts during the trading session to assess the firm risk

*Work closely with Collateral Risk regarding firm margin requirement changes and impact to client accounts

*Approve/reject wire requests

*Approve/reject incoming ACAT transfers

*Accept/reject physical penny stock deposits as seen on reporting summaries and/or via branch calls

*Perform credit checks on new margin accounts and either grant or deny margin privileges

Fidelity Investments, Inc. Jersey City, NJ 5/2005 – 4/2006

Senior Pricing Analyst

*Price wide range of securities in order to ensure accurate portfolio valuation for clients

*Monitor vendor feeds for proper timing and accuracy of pricing files

*Utilize resources such as Bloomberg, Interactive Data, FII, and S&P to research pertinent market data for accurate security

pricing

*Utilize Bloomberg APIs to retrieve important bulk information for pricing

*Deem securities worthless by researching security specific corporate actions and reorganizations.

*Work closely with internal departments to provide support to Trading, Margin, TOA, P&S, and Reorg

*Develop close relations with external pricing and descriptive data vendors

*Process daily, weekly, and monthly exception-pricing for large correspondents

*Engage in special projects to help facilitate manual processes by creating databases and macros

*Authored a new detailed pricing procedure manual

*Answer client inquiries regarding pricing discrepancies, account information, activity, and market valuation

Fiserv Securities Inc. Philadelphia, PA 3/2003 5/2005

Security Master File and Pricing Supervisor

*Managed staff of Security Operations Associates in Security Master File

*Solely responsible for security pricing of all newly established issues, transferred assets, and any un- priced issues on the

database

*Ensured accurate and timely transmissions of pricing and descriptive files

*Maintained sound relationships with external vendors such and Interactive Data and S&P

*Authored pricing procedures and supervisory procedures

*Responsible for approving timecards and vacation allotment

*Worked closely with the Vice President of the department to resolve issues

EDUCATION:

Pennsylvania State University University Park, PA 1997-2001

*B.S. Finance and International Business

*Minor in Economics

University of New South Wales Sydney, Australia Spring 2000

*Completed 15 credits to fulfill International Business requirements

SKILLS AND QUALIFICATIONS

*Microsoft Word, Microsoft Excel, Microsoft Access, Microsoft PowerPoint, Microsoft Outlook, Internet / Intranet, Reuters,

Bloomberg, Bloomberg API, Streetscape/Thompson

LICENSES

*FINRA Series 7

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