Sales Management

Leighton S. Wynter

*** ****** ****** *****, ** **474 347-***-**** *********@*****.***

Work Experience:

Consultant for Helaba Landesbank

*-****

Perform customer/client analyst functions pertaining to the Sarbanes-Oxley

Act of 2002 & US Patriot Act of 2001.

Member of a team of analysts reviewing accounts to internal "Know Your

Client" Anti Money Laundering standards.

Reviewing and approving client account opening files involving low risks,

medium risks and some of the high risks including hedge funds clients and

Special Purpose Vehicles (SPV)

Reviewing manual and exceptions to Customer Identification Program (CIP).

Responsible for analyzing series of transactions within the context of the

business to determine their business validity.

Extensive use of LexisNexis, Autotrack & Bloomberg.

Work Experience:

Consultant for Tower Legal Staffing

4-2011

Document Review dealing with Residential Mortgage Backed Securities,

Collateralized Debt Obligations and other derivative products on

Concordance.

Coding and coordinating files for inspection by opposing counsel

Conduct electronic document review, including privileged document review,

for large

litigation firm

Consultant for Garden City Group

9-2010/ 2-2011

Made sure that systems and Anti Money Laundering (AML) processes met the

requirements of regulatory.

Performed the required KYC screening on new clients by documenting and

corroborating the information obtained on the client as required by the

Global

KYC Procedures utilizing a variety of independent research sources.

Ensured acquiescence with compliance standards and regulatory requirements.

Review and monitored internal procedures and practices to provide

compliance with

group and regulatory requirements.

As per the need participated in special projects.

Lehman Brothers, Inc. -Capital Markets Contracts - Legal

Derivative

Documentation

September 2006- September 2008

Chasing of outstanding confirmation and documentation.

Sound Knowledge of the various ISDA definitions and derivative products.

Excellent command of distressed loan debt and various Mark to Market

pricing systems.

Researched eequity derivatives and related confirmations.

Collaborate with Operational management and sales trading desks to diminish

risk

through escalation and strong communication

Identify and resolve trade breaks in a timely manner in order to comply

with FED

targets.

Utilize trade entry systems, trade flow and storage systems, and trade

processing systems

effectively and efficiently to mitigate risk

Liaise with teammates and managers daily to provide client service, risk

management,

and superior Operational controls

Communicate in small functional teams and larger group teams to complete

daily tasks,

share market and systems knowledge, protect client confidentiality, and

preserve and

grow strong trading relationships with clients

Drafter of three and four way novations. Liaise with Front (Derivative

Sales, Traders,

Bankers, Credit, Legal, Clients), Middle (Financial Control/Risk Control),

resolving

margin calls and Back Office (Operations, Accounting, Compliance) personnel

to sustain

timely and complete informational flow.

Arch Insurance, Inc - Licensing Department/ Paralegal

Licensing and Compliance

Specialist

February 2004-September 2004

Liaison with state insurance department and licensed agents.

Created databases including statistical analysis models of original

documents that are

used during depositions, settlements and trials. Contact liaison with co-

counsel at

multiple sites in North America and maintain correspondence files.

Carry out as hoc projects and prepared period reports to management.

EDUCATION

CUNY Law

Juris

Doctor

August 1995- May 1998

Fordham University

Bachelor of

Science

August, 1991- May 1995

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