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Trading or Broker or Sec or Dealer jobs in Ashburn, VA, 20149

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Freight Broker Agent - Experience

Logistic Dynamics Inc.  –  Washington, DC, 20001
Freight Broker Agent (Experience Required) Logistic Dynamics (LDi) is a 3rd Party Logistics (3PL) company that focuses on building our independent contractors (1099) businesses with our Agent-based model. Our company gives you the opportunity to ... - May 10

Careers

CGI  –  Fairfax, VA
$67,800.00 - $165,200
... • Configuration Management or Security relevant industry certifications: CMMI, Sec+ • Understanding of, or direct experience with, the DHS Continuous Diagnostics and Mitigation Program (CDM). CGI is required by law in some jurisdictions to include a ... - May 11

Lead Solutions Manager

Motion Recruitment  –  Herndon, VA
... This department is responsible for working in close collaboration with the regional field teams and the dealer partners to transform traditional retails sales tools and processes in order to improve the retail buying experience. You will be ... - Apr 28

Client Service Associate - Curo Wealth

Kestra Holdings  –  Reston, VA, 20190
... Partner with Broker Dealer for new account establishment, account maintenance, and compliance Process, submit, and service all account paperwork/requests Prepare consolidated performance reporting on a monthly/quarterly basis Maintain CRM database; ... - May 02

Supervisory Principal

Atria Wealth Solutions  –  Rockville, MD, 20850
... Requires Series 7, 66/65, and either Series 24 or Series 9/10 3+ years of experience with FINRA, the SEC regulations and practices. Extensive knowledge of broker dealer financial, compliance and supervisory operations. 3+ years of customer service ... - May 08

Manager SEC Reporting

Hilton  –  Tysons, VA, 22102
... As a Manager, SEC Reporting on the SEC Reporting team reporting to the Director, SEC reporting, you will focus on SEC reporting, subsidiary reporting, and monitoring new SEC/FASB rules and their impact on the Company. HOW WE WILL SUPPORT YOU Hilton ... - May 07

Designated Broker

HomeSmart Services  –  Colesville, MD, 20904
Job Description Salary: Please apply directly on our website: HomeSmartServices.bamboohr.com/jobs The Designated Broker is responsible for the professional real estate practices under their jurisdiction and all the sales and broker licensees ... - May 07

Corporate Services Assistant - (Senior) Analyst

Inter-American Development Bank  –  Washington, DC
... As a Board Room assistant, you will support SEC’s teams in preparing and executing Board and Senior Management Committee meetings, including management of invitations, logistics of hybrid meetings (in person and virtually), preparation of seating ... - May 11

Senior Communications Compliance Analyst, Advertising Regulation

FINRA  –  Rockville, MD
... and broker-dealer services, and has a thorough knowledge of FINRA, SEC, MSRB, and SIPC rules governing advertising. ... that they maintain, and those in which they control trading or have a financial interest (including any trust account ... - May 03

Desktop Support Technician

Apex Systems  –  Chantilly, VA
... Active CompTIA Sec+ Cert or any other DoD IA Cert. Strong hands-on hardware technician experience. Must possess appropriate and current DoD Information Assurance (IA) Certification. Daily Responsibilities: Provide installation, maintenance and ... - May 04
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