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Resume alert |
Resumes 21 - 30 of 683 |
Brooklyn, NY
... • Handled database of FINRA 2111 documents for Global Banking and Markets clients while assuming accountability in arranging know your customer (KYC) and anti-money laundering (AML) documentation for clients; while opening, closing, and adding ...
- Feb 19
Jersey City, NJ, 07302
... Expertise in diverse retail banking sectors including lending, deposits, payments, cards, trade finance, treasury, KYC, AML, and payment systems. Strong communication and interpersonal skills fostering great working relationships across cross ...
- Feb 17
Brooklyn, NY
... positives} Daily updating, tracking and record keeping of all Fircosoft activity and OFAC List updates Instrumental in the KYC process by preforming Transaction Analysis on transactions involving High Risk Countries Trade Monitoring on customer ...
- Feb 16
New York, NY
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ...
- Feb 14
Brooklyn, NY
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ...
- Feb 10
Jersey City, NJ
... Facilitated the opening of Demat accounts for new clients via the KYC process ● Managed $50M+ in wealth for 200+ clients, providing personalized financial advice, aligning investments with individual profiles and assisting them in achieving their ...
- Feb 07
Plainfield, NJ
... ●Understanding different regulations like CCAR, CFTC and DODD FRANK ACT, Anti money laundering (AML), Know your customer (KYC), and Dodd Frank Act and different reporting. ●Skilled in providing IT consultancy, advisory and deliverables to support ...
- Feb 07
Vauxhall, NJ, 07088
... WORK EXPERIENCE May 2022-December 2023 RISK AND COMPLIANCE ANALYST STATE STREET BANK -FEMFA LLC United States KYC United States STATE STREET BANK -FEMFA LLC *Reviewed enhanced due diligence for both new and existing higher-risk clients including ...
- Feb 04
Queens, NY
... AML Look-Back and Quality Assurance/Case Investigation, OFAC monitoring, KYC Remediation, CIP, SAR filings, Alerts reviews, transaction monitoring, Fraud Investigations and Correspondent Banking. Employment Summary Keith A. Acosta - Consultant, LLC ...
- Feb 01
Fort Lee, NJ
... PROFESSIONAL EXPERIENCE EXPERIENCE: Natixis Bank CIB, New York, NY May 2022 – Present KYC Vetting Analyst – Vice President Analyze and determine customer identifying documentation required based upon counterparty type and risk level. Familiarize ...
- Feb 01