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Resumes 111 - 114 of 114 |
Columbus, OH, 43220
... Bernstein & Co., LLC Compliance Officer New York, NY June 2001 – March 2004 Duties included surveillance of the firm’s trading desks (Institutional, Market Making and Agency), sales/trading practices, research regulations, money laundering and ...
- 2010 Mar 09
Columbus, OH, 43240
... * Worked with a team of Portfolio Managers and Portfolio Administrators to manage client relationships including personal, estate, and charitable trusts as well as limited partnerships, institutional and individual investment management accounts * ...
- 2009 Dec 30
OH, 43212
... As Supervisor, I oversaw the entry of all orders, review of member applications, and provided high level customer service to all members, individual subscribers, as well as large institutional customers worldwide. Managed six order entry staff ...
- 2009 May 04
Columbus, OH, 43202
... Cambridge Group Investments - Auburn Hills, MI INSTITUTIONAL SALESPERSON, FIXED INCOME OCT 2004-APR 2005 - Worked collaboratively with trading desk and other sales staff with idea generation - Maintained effective communication with clients on a ...
- 2009 Mar 19