| Resume alert | Resumes 11 - 20 of 635 |
Vice President Compliance Consultant
Newark, NJ
... *, Montclair, NJ 07042 ad37gd@r.postjobfree.com PROFESSIONAL SUMMARY Dedicated compliance professional with extensive experience in trade surveillance, AML compliance, and regulatory compliance analysis. Proven track record of implementing effective ... - Mar 08
... *, Montclair, NJ 07042 ad37gd@r.postjobfree.com PROFESSIONAL SUMMARY Dedicated compliance professional with extensive experience in trade surveillance, AML compliance, and regulatory compliance analysis. Proven track record of implementing effective ... - Mar 08
Project Manager Assistant
Brooklyn, NY
... Analyzing existing AML/KYC policies, guidelines and procedures and creating new AML/KYC policies, guidelines and procedures that are consistent with the US and Global Regulations; Identifying and implementing new regulatory rules; Enhancing and ... - Mar 04
... Analyzing existing AML/KYC policies, guidelines and procedures and creating new AML/KYC policies, guidelines and procedures that are consistent with the US and Global Regulations; Identifying and implementing new regulatory rules; Enhancing and ... - Mar 04
Risk Management Client Relationship
New York, NY
... Managed project finance transactions with strict attention to compliance (KYC and AML) with deal terms and establish, implement and monitor reporting metrics. Collaborated with stakeholders and multiple internal functions (legal, tax, accounting, ... - Mar 04
... Managed project finance transactions with strict attention to compliance (KYC and AML) with deal terms and establish, implement and monitor reporting metrics. Collaborated with stakeholders and multiple internal functions (legal, tax, accounting, ... - Mar 04
Quality Assurance Information Security
Little Falls, NJ
... Data Privacy, Data Governance, Model Risk, Third Party Management, Operational Risk, AML, Manual Processes, Internal Controls etc. • Lead Regulatory Quality Assurance reviews to identify gaps and partner with the ICG business teams to remediate any ... - Mar 03
... Data Privacy, Data Governance, Model Risk, Third Party Management, Operational Risk, AML, Manual Processes, Internal Controls etc. • Lead Regulatory Quality Assurance reviews to identify gaps and partner with the ICG business teams to remediate any ... - Mar 03
Risk Management Business Intelligence
New York, NY
... (BSA/AML/KYC/OFAC); IT governance; PD/LGD/EAD/ALLL, economic capital, Basel II/III; VaR/CVA/FVA; model validation and audit SDLC; business development, budgeting, CRM. Extensive international collaborative works. Excellent communication skills, ... - Feb 28
... (BSA/AML/KYC/OFAC); IT governance; PD/LGD/EAD/ALLL, economic capital, Basel II/III; VaR/CVA/FVA; model validation and audit SDLC; business development, budgeting, CRM. Extensive international collaborative works. Excellent communication skills, ... - Feb 28
Accounts Payable/Payroll
Brooklyn, NY
... tax issues ●Assists in system testing software upgrades for all tax ●Ensure that the work is aligned with the client's current AML policy and procedures, including but not limited to ensuring proper documentation has been obtained, what caused the ... - Feb 28
... tax issues ●Assists in system testing software upgrades for all tax ●Ensure that the work is aligned with the client's current AML policy and procedures, including but not limited to ensuring proper documentation has been obtained, what caused the ... - Feb 28
Quality Assurance Health Care
Piscataway, NJ
... 2010 – May 2014 Test Lead Domain Knowledge of Know Your Customer (KYC), loan syndication and origination, Anti Money Laundering (AML) process, KYC/AML alert generation and Security/Access Testing, Trading, Treasury Funding, Settlements, Payments, ... - Feb 26
... 2010 – May 2014 Test Lead Domain Knowledge of Know Your Customer (KYC), loan syndication and origination, Anti Money Laundering (AML) process, KYC/AML alert generation and Security/Access Testing, Trading, Treasury Funding, Settlements, Payments, ... - Feb 26
Customer Service Level 2
Brooklyn, NY
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ... - Feb 21
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ... - Feb 21
Finance Analyst Administrative Assistant
New York, NY
... ● Perform manual AML and KYC checks as needed. ● Monitoring potential OFAC matches through FCM and acting as a dual control for OFAC processing and providing a knowledgeable resource for staff of other departments. ● Ensure all transactions follow ... - Feb 21
... ● Perform manual AML and KYC checks as needed. ● Monitoring potential OFAC matches through FCM and acting as a dual control for OFAC processing and providing a knowledgeable resource for staff of other departments. ● Ensure all transactions follow ... - Feb 21
Business Development Asset Manager
Brooklyn, NY
... • Handled database of FINRA 2111 documents for Global Banking and Markets clients while assuming accountability in arranging know your customer (KYC) and anti-money laundering (AML) documentation for clients; while opening, closing, and adding ... - Feb 19
... • Handled database of FINRA 2111 documents for Global Banking and Markets clients while assuming accountability in arranging know your customer (KYC) and anti-money laundering (AML) documentation for clients; while opening, closing, and adding ... - Feb 19