| Resume alert | Resumes 21 - 30 of 852 |
Customer Service Level 2
Brooklyn, NY
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ... - Feb 21
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ... - Feb 21
Finance Analyst Administrative Assistant
New York, NY
... ● Perform manual AML and KYC checks as needed. ● Monitoring potential OFAC matches through FCM and acting as a dual control for OFAC processing and providing a knowledgeable resource for staff of other departments. ● Ensure all transactions follow ... - Feb 21
... ● Perform manual AML and KYC checks as needed. ● Monitoring potential OFAC matches through FCM and acting as a dual control for OFAC processing and providing a knowledgeable resource for staff of other departments. ● Ensure all transactions follow ... - Feb 21
Customer Service Specialist
Queens, NY
... Ø Delivered team leadership exceeding individual and team goals, measured productivity utilizing workflows and reports, and spearheaded continuous improvement initiatives through staff training on various topics, including AML and suitability. Ø ... - Feb 20
... Ø Delivered team leadership exceeding individual and team goals, measured productivity utilizing workflows and reports, and spearheaded continuous improvement initiatives through staff training on various topics, including AML and suitability. Ø ... - Feb 20
Business Development Asset Manager
Brooklyn, NY
... • Handled database of FINRA 2111 documents for Global Banking and Markets clients while assuming accountability in arranging know your customer (KYC) and anti-money laundering (AML) documentation for clients; while opening, closing, and adding ... - Feb 19
... • Handled database of FINRA 2111 documents for Global Banking and Markets clients while assuming accountability in arranging know your customer (KYC) and anti-money laundering (AML) documentation for clients; while opening, closing, and adding ... - Feb 19
Financial Services Advisory
Garden City, NY
... in order to remediate significant deficiencies Worked with clients to perform testing on compliance with provisions of AML/BSA, FATCA, Fair and Accurate Credit Transactions Act, and Regulation 9 laws Designed and executed tests of key controls; ... - Feb 18
... in order to remediate significant deficiencies Worked with clients to perform testing on compliance with provisions of AML/BSA, FATCA, Fair and Accurate Credit Transactions Act, and Regulation 9 laws Designed and executed tests of key controls; ... - Feb 18
Scrum Master Project Manager
Jersey City, NJ, 07302
... Expertise in diverse retail banking sectors including lending, deposits, payments, cards, trade finance, treasury, KYC, AML, and payment systems. Strong communication and interpersonal skills fostering great working relationships across cross ... - Feb 17
... Expertise in diverse retail banking sectors including lending, deposits, payments, cards, trade finance, treasury, KYC, AML, and payment systems. Strong communication and interpersonal skills fostering great working relationships across cross ... - Feb 17
Customer Service Level 2
Brooklyn, NY
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ... - Feb 16
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ... - Feb 16
Business Analyst Software Development
Plainview, NY
... • Build visual flow charts using VISIO from requirements gathered • Strong understanding in AML/CTF and sanctions • Working with business partners/stakeholders to elicit and document high level requirements via JAD sessions • Designing and ... - Feb 15
... • Build visual flow charts using VISIO from requirements gathered • Strong understanding in AML/CTF and sanctions • Working with business partners/stakeholders to elicit and document high level requirements via JAD sessions • Designing and ... - Feb 15
A R Vice President
New York, NY
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ... - Feb 14
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ... - Feb 14
Financial Advisor Advisory Services
Brooklyn, NY
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ... - Feb 10
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ... - Feb 10