| Job alert | Jobs 21 - 30 of 196 |
Vice President Treasury
Mason Alexander
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New York, NY
... Lead AML-KYC onboarding and required documentation of new fund launches on to existing platforms. Manage trade-related problems such as trade breaks and settlement issues. Liaise with various counterparties on treasury issues impacting the Fund’s ... - May 13
Portfolio Manager Crypto
TBG | The Bachrach Group
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New York, NY
... The firm will also support portfolio managers by managing exchange relationships, KYC, counterparty risk, connectivity, transaction management, co-location, and providing aggregating trading fees as well provide the best maker/ taker prices on ... - May 17
Paralegal - Leading Private Credit Manager
Larson Maddox
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Manhattan, NY, 10261
... Responsibilities of the Paralegal: Bachelor’s degree Management of a broad range of legal entities Reviewing of HR agreements, fund terms, and managing policies to be refreshed Experience with legal entities, KYC, AML, Form D filings, A&R, Corporate ... - May 09
Vice President
StoneX Group
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Manhattan, NY, 10278
... advising on KYC and AML requirements; reviewing enhanced due diligence conducted to evaluate risk and provide clearance; working with transaction monitoring team to transition TM review and coverage; handle activity alert escalations for further ... - May 17
Implementation Consultant
AGM Tech Solutions - A Woman and Latina-owned IT
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Roseland, NJ, 07068
... into functional solutions for Oracle Financial Services Analytical Applications (OFSAA) Financial Crimes and Compliance Management (FCCM) modules, focusing on Customer Screening (CS), Know Your Customer (KYC), and Enterprise Case Management (ECM). ... - May 15
Compliance Officer
Guggenheim Partners
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Manhattan, NY, 10007
... This person will join a highly collaborative team responsible for Anti-Money Laundering (AML), Know Your Customer (KYC), Sanctions and bribery/corruption reviews for GPIM. Responsibilities will include conducting beneficial owner and control person ... - May 07
AML Investigator
Valley National Bancorp
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Morris Township, NJ, 07961
... * Research and analyze customer activity compared to KYC documentation and internal/external information sources and make recommendations regarding the need for further review and/or SAR filing. * Research and analyze customer activity compared to ... - May 21
Compliance Coordinator/Associate
Glocap
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Manhattan, NY, 10261
... to Questions and review marketing materials for compliance with governing rules Assist with and oversee AML checks and KYC queries Qualifications BSc/BA in law, finance, business administration or a related field Professional certification (e.g. ... - May 13
Brokerage Account Specialist
Insight Global
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Manhattan, NY, 10261
... Reconciling documentation checklist, Enter information directly into internal systems - Ensure complete and accurate KYC information by: Collecting all required information and documentation from internal business partners, Ensuring adequate ... - May 03
Client Onboarding Analyst (Temp)
Experis
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Manhattan, NY, 10261
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. Role ... - May 19