| Job alert | Jobs 71 - 80 of 337 |
Vice President
StoneX Group
–
Manhattan, NY, 10278
Overview: Permanent, full-time, hybrid (4 days per week in an office) #LI-Hybrid #LI-SD1 The AML Compliance Department handles the anti-money laundering/sanctions/financial crime compliance and regulatory obligations applicable to the Firm’s ... - May 17
HRBP - Generalist
USALLIANCE Financial
–
Rye, NY, 10580
... All positions must adhere to standard BSA/AML policies, procedures, and processes. Employees must demonstrate awareness of business functions and how business decisions affect financial and/or non-financial work results. EQUAL OPPORTUNITY EMPLOYER ... - May 22
HR Assistant
USALLIANCE Financial
–
Rye, NY, 10580
... All positions must adhere to standard BSA/AML policies, procedures, and processes. Employees must demonstrate awareness of business functions and how business decisions affect financial and/or non-financial work results. EQUAL OPPORTUNITY EMPLOYER ... - May 22
Senior Business Banking Relationship Manager
Bethpage Federal Credit Union
–
Bethpage, NY, 11714
... Comply with all aspects of Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) and Office of Foreign Asset Control (OFAC) regulatory requirements as it relates to this position. * Responsible for member retention, satisfaction and ensuring ... - May 21
Paralegal - Leading Private Credit Manager
Larson Maddox
–
Manhattan, NY, 10261
... Responsibilities of the Paralegal: Bachelor’s degree Management of a broad range of legal entities Reviewing of HR agreements, fund terms, and managing policies to be refreshed Experience with legal entities, KYC, AML, Form D filings, A&R, Corporate ... - May 09
Client Onboarding Analyst (Temp)
Experis
–
Manhattan, NY, 10261
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. Role ... - May 19
Associate Private Client Relationship Manager-White Plains, NY
TD Bank
–
White Plains, NY, 10601
... Ensures all Continuing Education requirements * are attained * Responsible for understanding and adhering to TD Wealth AML/ATF Policies and Procedures * Responsible for implementing TDs Customer Identification Program (CIP) by collecting and ... - May 21
Vice President Treasury
Mason Alexander
–
New York, NY
... Lead AML-KYC onboarding and required documentation of new fund launches on to existing platforms. Manage trade-related problems such as trade breaks and settlement issues. Liaise with various counterparties on treasury issues impacting the Fund’s ... - May 13
Trade Surveillance Analyst
Northbound Search
–
Manhattan, NY, 10001
... • Trade Surveillance Modeling • Critical knowledge on handling KYC, AML, Compliance conflicts • Market manipulation schemes, such as: collusion, front-running, pre-arranged trading, layering, spoofing, ramping, etc. Job Requirements: • Bachelor's ... - May 22
Compliance Coordinator/Associate
Glocap
–
Manhattan, NY, 10261
... to Questions and review marketing materials for compliance with governing rules Assist with and oversee AML checks and KYC queries Qualifications BSc/BA in law, finance, business administration or a related field Professional certification (e.g. ... - May 13