| Job alert | Jobs 81 - 90 of 328 |
Trade Surveillance Analyst
Northbound Search
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Manhattan, NY, 10001
... • Trade Surveillance Modeling • Critical knowledge on handling KYC, AML, Compliance conflicts • Market manipulation schemes, such as: collusion, front-running, pre-arranged trading, layering, spoofing, ramping, etc. Job Requirements: • Bachelor's ... - May 22
Paralegal - Leading Private Credit Manager
Larson Maddox
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Manhattan, NY, 10261
... Responsibilities of the Paralegal: Bachelor’s degree Management of a broad range of legal entities Reviewing of HR agreements, fund terms, and managing policies to be refreshed Experience with legal entities, KYC, AML, Form D filings, A&R, Corporate ... - May 09
Client Onboarding Analyst (Temp)
Experis
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Manhattan, NY, 10261
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. Role ... - May 19
Vice President - Actimize SAM Data Analytics Manager
New York Technology Partners
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Jersey City, NJ
... They will develop reports for use by Americas Division and Head Office stakeholders and performs analysis in support of the design, implementation, and enhancement of BSA/AML tools and systems, including the AML transaction monitoring. Role ... - May 26
Money Laundering Reporting Officer (MLRO)
HR Force International
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Manhattan, NY, 10278
... The MLRO will be responsible for ensuring our AML screening tool complies with all relevant anti-money laundering regulations and guidelines. The ideal candidate will possess extensive knowledge of AML laws and regulations and have a proven track ... - May 29
Compliance Officer
Guggenheim Partners
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Manhattan, NY, 10007
... This person will join a highly collaborative team responsible for Anti-Money Laundering (AML), Know Your Customer (KYC), Sanctions and bribery/corruption reviews for GPIM. Responsibilities will include conducting beneficial owner and control person ... - May 07
Chief Compliance Officer
Lime Trading
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Manhattan, NY, 10261
... Monitor internal know-your-customer (“KYC”) and anti-money laundering (“AML”) programs, supervising the firm’s current AML Team; Research rules and regulations to implement best practices; and apply pragmatism to a complicated regulatory environment ... - May 26
Enterprise Vendor Mgmt Performance Manager
Valley National Bank
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Morristown, NJ, 07960
... Report suspicions of criminal activity, or any attempt to avoid BSA reporting requirements on the part of customers or employees, to the AML/BSA Compliance Department. For supervisory positions, ensure BSA training requirements are completed by ... - May 23
Compliance Coordinator/Associate
Glocap
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Manhattan, NY, 10261
... to Questions and review marketing materials for compliance with governing rules Assist with and oversee AML checks and KYC queries Qualifications BSc/BA in law, finance, business administration or a related field Professional certification (e.g. ... - May 13
IT Project Manager II
First-Citizens Bank & Trust Company
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Morris Township, NJ, 07961
... Development, Infrastructure License or Certification Type: Project Management Professional certification (or equivalent) Required Preferred skills: Direct experience working on projects specific to Compliance and Fraud (AML, BSA, KYC), preferred. ... - May 20