| Job alert | Jobs 81 - 90 of 345 |
Trade Surveillance Analyst
Northbound Search
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Manhattan, NY, 10001
... • Trade Surveillance Modeling • Critical knowledge on handling KYC, AML, Compliance conflicts • Market manipulation schemes, such as: collusion, front-running, pre-arranged trading, layering, spoofing, ramping, etc. Job Requirements: • Bachelor's ... - May 22
Client Onboarding Analyst (Temp)
Experis
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Manhattan, NY, 10261
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. Role ... - May 19
Paralegal - Leading Private Credit Manager
Larson Maddox
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Manhattan, NY, 10261
... Responsibilities of the Paralegal: Bachelor’s degree Management of a broad range of legal entities Reviewing of HR agreements, fund terms, and managing policies to be refreshed Experience with legal entities, KYC, AML, Form D filings, A&R, Corporate ... - May 09
Compliance Onboarding Specialist
Rho
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Manhattan, NY, 10007
... service * Conduct routine sweeps on our customer base and ensure all customer documentation is current and up to appropriate AML/KYC regulatory standards * Review requests for information from banking partners, collect responsive information and ... - Jun 05
Banking - Quality Control Associate
Bank of China Limited, New York Branch
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Manhattan, NY, 10278
... Proficient in Microsoft Office Suite (Word, Excel).Adequate knowledge of BSA, AML, US Patriot Act, OFAC, CIP Regulations and consumer compliance; General knowledge and understanding of bank deposit operations, lending activities, and other related ... - May 29
Chief Compliance Officer
Lime Trading
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Manhattan, NY, 10261
... Monitor internal know-your-customer (“KYC”) and anti-money laundering (“AML”) programs, supervising the firm’s current AML Team; Research rules and regulations to implement best practices; and apply pragmatism to a complicated regulatory environment ... - May 26
Correspondent Banking Investigations Team Leader
Barclays Plc
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Whippany, NJ, 07981
... advisory, and risk teams What we're looking for: * Four year college degree or international equivalent * Five years of AML Compliance and Bank Secrecy Act or other relevant experience * Five years of Microsoft Office applications and Internet ... - May 21
Compliance Coordinator/Associate
Glocap
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Manhattan, NY, 10261
... to Questions and review marketing materials for compliance with governing rules Assist with and oversee AML checks and KYC queries Qualifications BSc/BA in law, finance, business administration or a related field Professional certification (e.g. ... - May 13
Money Laundering Reporting Officer (MLRO)
HR Force International
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Manhattan, NY, 10278
... The MLRO will be responsible for ensuring our AML screening tool complies with all relevant anti-money laundering regulations and guidelines. The ideal candidate will possess extensive knowledge of AML laws and regulations and have a proven track ... - May 29
Actimize SAM - Data Analytics - VP Level
New York Technology Partners
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Manhattan, NY, 10261
... · Apply data from BSA/AML Compliance Department stakeholders to translate qualitative risk factors into responsive risk models that leverage new technology. · Liaise with and support stakeholder teams to oversee and perform periodic model and rule ... - May 25