| Job alert | Jobs 21 - 30 of 171 |
Compliance Coordinator/Associate
Glocap
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Manhattan, NY, 10261
... to Questions and review marketing materials for compliance with governing rules Assist with and oversee AML checks and KYC queries Qualifications BSc/BA in law, finance, business administration or a related field Professional certification (e.g. ... - May 13
Trade Surveillance Analyst
Northbound Search
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Manhattan, NY, 10001
... • Trade Surveillance Modeling • Critical knowledge on handling KYC, AML, Compliance conflicts • Market manipulation schemes, such as: collusion, front-running, pre-arranged trading, layering, spoofing, ramping, etc. Job Requirements: • Bachelor's ... - May 22
Client Onboarding Analyst (Temp)
Experis
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Manhattan, NY, 10261
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. Role ... - May 19
Operations Associate
Atlantic Group
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New York, NY
... Responsible for clearing breaks by updating internal system as well as working with third party providers Coordinate loan settlements as buyer, seller, and agent including KYC procedures, allocating trades and drafting flow of funds Review loan ... - May 26
Trade Finance Marketing AVP
Bank of China USA
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Manhattan, NY, 10261
... s policy and departmental compliance and risk control procedures when develop new customer and accept transactions Conduct KYC and customer due diligence Jointly with KYC team in accordance to Bank’s Policy and departmental KYC procedures Monitor ... - May 31
Banking - BSA Officer Associate/Assistant Vice President
Bank of China Limited, New York Branch
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Manhattan, NY, 10278
... transaction data to identify trends, unusual activities and monitor large currency activities and report to BSA officer in a timely manner Perform in-depth data analysis on various data types such as transaction data, KYC data, system data, etc. ... - May 29
Vice President
StoneX Group
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Manhattan, NY, 10278
... advising on KYC and AML requirements; reviewing enhanced due diligence conducted to evaluate risk and provide clearance; working with transaction monitoring team to transition TM review and coverage; handle activity alert escalations for further ... - May 17
Legal Office Part-Time Staff
Bank of China Limited, New York Branch
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Manhattan, NY, 10261
... Overview This position is responsible for assisting in performing independent quality control and risk assessment of daily operations and business transactions of the Branch including performing QA on periodic customer KYC Refresh, new customer on ... - May 23
Legal Office Part-Time Staff
Bank of China Limited, New York Branch
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Manhattan, NY, 10278
... Overview: This position is responsible for assisting in performing independent quality control and risk assessment of daily operations and business transactions of the Branch including performing QA on periodic customer KYC Refresh, new customer on ... - May 30
Compliance Officer
Guggenheim Partners
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Manhattan, NY, 10007
... This person will join a highly collaborative team responsible for Anti-Money Laundering (AML), Know Your Customer (KYC), Sanctions and bribery/corruption reviews for GPIM. Responsibilities will include conducting beneficial owner and control person ... - May 07