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Advertising Analyst - RT

Absolute Opportunities
Columbus, Nebraska, United States
October 12, 2018


Advertising Analyst - RT

Fairfield, Iowa

This is a REMOTE/Telework position.

Essential Duties and Responsibilities:

• Effectively assist to ensure external and internal policies and procedures are being followed by Registered Representatives and staff regarding communications with the public.

• Careful and accurate review of communications with public, including advertising and sales literature.

• Professional and courteous problem solving and trouble-shooting of inbound phone, voice mail, e-mail and occasionally in-person inquiries from the company’s existing registered representatives, new representatives and staff regarding areas of responsibility.

• Accurate and timely communication of rules to registered associates and Investment Advisors and staff regarding communications with the public, advertising, and sales literature.

• Resolve issues and escalate when necessary to appropriate management.

• Direct questions and information to the Manager of Compliance, Director of Compliance, AVP of Compliance and senior management as appropriate

• Regularly maintain, update, and serve as business owner for third party vendor and internal Compliance systems as directed.



Required Knowledge, Skills, and Abilities: (Submission Summary)

1. Associate’s degree or equivalent from two-year college or technical school; or six months to one year related experience and/or training; or equivalent combination of education and experience.

2. Minimum of an Associate’s degree or equivalent from two-year college or technical school? (highly preferred)

3. Candidate possesses Financial Industry Regulatory Authority (FINRA) Series 7 and 24? REQUIRED - Cannot proceed without both.

4. 2+ years of previous experience?

5. Salary Expectation?

6. Must be a US Citizen or Green Card holder?

7. Complete Current Address