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Mutual Fund Specialist

Instant Consulting Inc.
Milwaukee, Wisconsin, United States
November 26, 2016

Posted By Premium Recruiter


Instant Consulting Inc. is looking for a Mutual Fund Specialist for a large professional services client located in Milwaukee, WI.

Main responsibilities are:

* Process a variety of client/shareholder mutual fund transactions of varying complexity, including new account set ups, purchases, redemptions, exchanges, and account maintenance within work standards for productivity and accuracy.

* Analyzes prospectus, signature guarantee, trust agreements, qualified plan prototypes, wills, divorce decrees, corporate resolutions, load structures, and breakpoints.

* Actively ensures compliance of Anti-Money Laundering, Bank Secrecy Act, information security and suspicious activity reporting requirements, policies and procedures.

Job qualifications are:

* Working knowledge of the securities/mutual fund industry, terminology, rules, regulations, practices and procedures gained through experience working within the industry or through post-secondary education.

* Excellent oral and written communication, mathematical, PC, and customer service skills.

* Ability to collect, interpret, and apply diverse client/fund information and regulatory guidelines.

* Strong reading comprehension skills to effectively interpret shareholder requests and legal documents.

Job Type: Contract