Manager Management

HOLLY M. BROUSSARD

***** * ******* *****

Aurora, CO 80016

Cell: 713-***-****

Email: ******@*******.***

OBJECTIVE

Results-driven and accomplished professional with extensive experience in many

aspects of the financial industry. Actively pursuing a position that will effectively utilize acquired skills and abilities.

• Client Relationship Management

• Portfolio Management

• Product Management

• Strategic Planning

• Problem Solving/Troubleshooting

• Partnership Development

WORK HISTORY

Mar 1999 to May 2010

Vice President

OppenheimerFunds

Houston, TX and Centennial, CO

Career with OppenheimerFunds began in 1999 through an acquisition of Gulf

Investment Management, Inc. in Houston, TX. Gulf was an investment firm with

$2.8 billion in assets under management that followed the Graham & Dodd

approach to Value Investing with Institutional clients and Separately Managed

Account business. The firm was taken over by OppenheimerFunds in June 2002.

Initial core responsibilities were to continue to manage the Gulf product;

however, was recognized as a key employee and was asserted in to Wealth

Management Group at OppenheimerFunds. While continuing job responsibilities

at Gulf which included the maintenance of relationships with high net worth

clients and working with portfolio management, assigned the role as product

manager on the Legacy Donor Advised Fund and Relationship Manager for the

529 College Savings Plans.

• Created strategies with Portfolio Management team on selection of

securities in the $2.8 billion portfolio

• Trading: initiation of new positions as well as sells. Traded daily

contributions and withdrawals

• Managed the Merrill Lynch Operations/Trading team that contributed to

80% of revenue

• Managed relationships with gate keepers and institutional clients to retain

existing business and seek new opportunities

• Client service lead for account holders and Financial Advisors of various

firms

• Product Management on the Gulf product

• Product Management for the Legacy Donor Advised Fund product at

OppenheimerFunds, including the supervision of the Operations team and

presentations to the Legacy Board

• As the 529 College Savings Plans have become more open architecture,

Oppenheimer added additional mutual fund families to the investment

portfolios for each of the states. I managed the relationships with all of

the outside fund family partners. This included implementing standard

operating procedures with each firm, sales agreements between the firms,

revenue sharing and negotiation between firms and due diligence visits to

each partner

• Managed the relationships for outside 529 plans where OppenheimerFunds

served as investment manager only, including: Ohio, Kansas and Illinois

Jan 1994

to

Mar 1999

Investment Associate

Merrill Lynch

San Antonio, TX

Joined an investment and client service team to support a multi-million dollar

book with a Merrill Lynch leading producer.

• Provided client service and support to high net worth clients

• Partnered with clients on financial planning and goals

Aug 1991

to

Dec 1993

Business Analyst and Revision Analyst

Dun & Bradstreet

Houston, TX

Responsibilities with Dun & Bradstreet consisted of initiating the Business

Information Reports that were provided to a nationwide customer base. Covered

a large industrial territory in Southeast Texas where onsite interviews and

financial reviews were conducted to formulate the credit reports and Dun &

Bradstreet ratings for companies.

EDUCATION

Texas A&M University

College Station, TX

Bachelor of Arts

REFERENCES

References are available upon request.

Willing to relocate.

Contact this candidate